- Current report filing (8-K)
December 03 2009 - 5:00AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
____________________
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): December 2,
2009
____________________
ICO,
INC.
(Exact
name of registrant as specified in its charter)
Texas
(State
or other jurisdiction
of
incorporation)
|
0-10068
(Commission
File
Number)
|
76-0566682
(I.R.S.
Employer
Identification
No.)
|
1811
Bering Drive, Suite 200
Houston,
Texas 77057
(Address
of principal executive offices and zip code)
(713)
351-4100
(Registrant’s
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
¨
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
¨
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
¨
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM
2.02 Results
of Operations and Financial Condition
On December 2, 2009
(after the close of market), ICO, Inc. (the “Company”) issued a press release
announcing its financial results for the quarter and fiscal year ending
September 30, 2009, and execution of a merger agreement with A. Schulman,
Inc. A copy of the press release is attached herewith as Exhibit 99.1
and incorporated herein by reference.
As
provided in General Instruction B.2 to Form 8-K, the information contained in
Item 2.02 and Exhibit 99.1 of this Current Report on Form 8-K is being furnished
to the Securities and Exchange Commission and shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or otherwise subject to the liabilities of that section,
nor shall it be deemed incorporated by reference into a filing under the
Securities Act of 1933, as amended, or the Exchange Act, except as shall be
expressly set forth by specific reference in such a filing.
ITEM
7.01 Regulation
FD Disclosure
On December 3, 2009, at 9:00 a.m.,
Central Standard Time, the Company will hold a conference call to discuss its
financial results for the quarter and fiscal year ending September 30, 2009, as
well as the execution of a merger agreement with A. Schulman,
Inc. This scheduled call and instructions for accessing the call were
previously announced in the web alert issued on November 30, 2009, and again in
the press release that was issued on December 2, 2009, which is attached as
Exhibit 99.1 hereto.
A replay of the call will be accessible
until March 2, 2010: (i) by calling 630-652-3044, and entering access code
25895059; (ii) at
http://www.videonewswire.com/event.asp?id=64376
;
or (iii) by a link on the landing page of the Company’s website at
www.icopolymers.com
. The
replay of the call will also be accessible for at least twelve (12) months after
the date of the call on the Company’s website at
www.icopolymers.com
.
As
provided in General Instruction B.2 to Form 8-K, the information contained in
Item 7.01 and Exhibit 99.1 of this Current Report on Form 8-K is being furnished
to the Securities and Exchange Commission and shall not be deemed to be “filed”
for purposes of Section 18 of the Exchange Act or otherwise subject to the
liabilities of that section, nor shall it be deemed incorporated by reference
into a filing under the Securities Act of 1933, as amended, or the Exchange Act,
except as shall be expressly set forth by specific reference in such a
filing.
ITEM
9.01 Financial
Statements and Exhibits
(d) Exhibits
99.1 Press
Release dated December 2, 2009.
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, as amended, the Registrant has duly caused this
report to be signed on its behalf by the undersigned hereunto duly
authorized.
|
ICO,
INC.
|
|
|
|
Date: December
2, 2009
|
By:
|
/s/
Bradley T. Leuschner
|
|
Name:
|
Bradley
T. Leuschner
|
|
Title:
|
Chief
Financial Officer and
|
|
|
Treasurer
|
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