Current Report Filing (8-k)
December 27 2018 - 3:37PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of
earliest event reported):
December 27, 2018 (December 21, 2018)
KBL MERGER CORP. IV
(Exact Name of Registrant as Specified in Charter)
Delaware
|
|
001-38105
|
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81-3832378
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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527 Stanton Christian Road
Newark, DE 19713
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19713
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area
code:
(302) 502-2727
Not Applicable
(Former Name or Former Address, if Changed Since
Last Report)
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (
see
General Instruction A.2. below):
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
x
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
o
Item 5.07.
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Submission of Matters to a Vote of Security
Holders.
|
On
December 21, 2018, KBL Merger Corp. IV (the “Company”) held its 2018 annual meeting of stockholders (the “
Meeting
”).
At the Meeting, stockholders (i) re-elected two directors to serve as Class I directors on the Company’s board of directors
(“
Board
”) until the 2020 annual meeting of stockholders or until their successors are elected and qualified
and (ii) ratified the selection by the Board of WithumSmith+Brown, PC (“
Withum
”) to serve as the Company’s
independent registered public accounting firm for the year ending December 31, 2018.
Set forth below are the
final voting results for each of the proposals:
Proposal No. 1 – Election of directors
Andrew
Sherman and Sherrill Neff were re-elected to serve as Class I directors. The voting results were as follows:
Name
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For
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Withheld
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Broker Non-Vote
s
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Andrew Sherman
|
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6,909,654
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54,980
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|
2,198,684
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Sherrill Neff
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6,349,654
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614,980
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|
2,198,684
|
Proposal No. 2 – Ratification of
independent registered public accounting firm
The
stockholders ratified the selection of Withum to serve as the Company’s independent registered public accounting firm for
the year ending December 31, 2018. The voting results were as follows:
For
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Against
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Abstain
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9,108,338
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54,980
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0
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SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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KBL
MERGER CORP. IV
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|
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By:
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/s/
Marlene Krauss, M.D.
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Name:
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Marlene Krauss, M.D.
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Title:
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Chief Executive Officer
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Dated: December 27, 2018
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