Statement of Changes in Beneficial Ownership (4)
March 08 2021 - 3:17PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Woodhead Mark |
2. Issuer Name and Ticker or Trading Symbol
KVH INDUSTRIES INC DE
[
KVHI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP Mobile Connectivity |
(Last)
(First)
(Middle)
50 ENTERPRISE CENTER |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/4/2021 |
(Street)
MIDDLETOWN, RI 02842
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/4/2021 | | J(1) | | 7534 | A | $7.85 | 58149 | D | |
Common Stock | 3/4/2021 | | J(1) | | 6830 | A | $9.33 | 64979 | D | |
Common Stock | 3/4/2021 | | J(1) | | 10636 | A | $11.30 | 75615 | D | |
Common Stock | 3/4/2021 | | S | | 450 | D | $13.81 | 75165 | D | |
Common Stock | 3/4/2021 | | S | | 700 | D | $13.77 | 74465 | D | |
Common Stock | 3/4/2021 | | S | | 2717 | D | $13.76 | 71748 | D | |
Common Stock | 3/4/2021 | | S | | 2255 | D | $13.75 | 69493 | D | |
Common Stock | 3/4/2021 | | S | | 3500 | D | $13.74 | 65993 | D | |
Common Stock | 3/4/2021 | | S | | 2450 | D | $13.73 | 63534 | D | |
Common Stock | 3/4/2021 | | S | | 1950 | D | $13.71 | 61593 | D | |
Common Stock | 3/4/2021 | | S | | 1042 | D | $13.7 | 60551 | D | |
Common Stock | 3/4/2021 | | S | | 1400 | D | $13.68 | 59151 | D | |
Common Stock | 3/4/2021 | | S | | 400 | D | $13.665 | 58751 | D | |
Common Stock | 3/4/2021 | | S | | 185 | D | $13.66 | 58566 | D | |
Common Stock | 3/4/2021 | | S | | 450 | D | $13.65 | 58116 | D | |
Common Stock | 3/4/2021 | | S | | 750 | D | $13.64 | 57366 | D | |
Common Stock | 3/4/2021 | | S | | 219 | D | $13.63 | 57147 | D | |
Common Stock | 3/4/2021 | | S | | 1000 | D | $13.59 | 56147 | D | |
Common Stock | 3/4/2021 | | S | | 700 | D | $13.58 | 55447 | D | |
Common Stock | 3/4/2021 | | S | | 22 | D | $13.55 | 55425 | D | |
Common Stock | 3/4/2021 | | S | | 20 | D | $13.545 | 55405 | D | |
Common Stock | 3/4/2021 | | S | | 890 | D | $13.54 | 54515 | D | |
Common Stock | 3/4/2021 | | S | | 225 | D | $13.535 | 54290 | D | |
Common Stock | 3/4/2021 | | S | | 100 | D | $13.525 | 54190 | D | |
Common Stock | 3/4/2021 | | S | | 3994 | D | $13.52 | 51096 | D | |
Common Stock | 3/4/2021 | | S | | 500 | D | $13.512 | 49696 | D | |
Common Stock | 3/4/2021 | | S | | 1708 | D | $13.51 | 47988 | D | |
Common Stock | 3/4/2021 | | S | | 587 | D | $13.505 | 47401 | D | |
Common Stock | 3/4/2021 | | S | | 200 | D | $13.504 | 47201 | D | |
Common Stock | 3/4/2021 | | S | | 39 | D | $13.5 | 47162 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Options-Right to Buy | $7.85 | 3/4/2021 | | J (2) | | | 7534 | 2/28/2019 | 3/30/2022 | Common Stock | 7534 | $7.85 | 24523 | D | |
Employee Stock Options-Right to Buy | $9.33 | 3/4/2021 | | J (2) | | | 6830 | 6/5/2020 | 6/6/2024 | Common Stock | 6830 | $9.33 | 17693 | D | |
Employee Stock Options-Right to Buy | $11.3 | 3/4/2021 | | J (2) | | | 10636 | 6/6/2020 | 6/6/2023 | Common Stock | 10636 | $11.3 | 7057 | D | |
Explanation of Responses: |
(1) | Shares acquired via the exercise of a stock option issued pursuant to the terms & conditions of the company's 2016 Equity & Incentive Plan. |
(2) | Exercise of a stock option issued pursuant to the terms & conditions of the company's 2016 Equity & Incentive Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Woodhead Mark 50 ENTERPRISE CENTER MIDDLETOWN, RI 02842 |
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| EVP Mobile Connectivity |
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Signatures
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Mark Woodhead | | 3/8/2021 |
**Signature of Reporting Person | Date |
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