Current Report Filing (8-k)
April 02 2014 - 7:32AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 2, 2014
EMPIRE RESORTS, INC.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
Delaware |
|
001-12522 |
|
13-3714474 |
(State or other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
|
|
|
c/o Monticello Casino and Raceway, 204 State
Route 17B, P.O. Box 5013,
Monticello, NY |
|
12701 |
(Address of principal executive offices) |
|
(Zip Code) |
Registrants telephone number, including area code: (845) 807-0001
Not Applicable
(Former
name or former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
On April 2, 2014, Empire Resorts, Inc. (the Company) issued a press
release announcing the commencement of a rights offering (the Rights Offering) of non-transferable subscription rights to holders of record of the Companys common stock and Series B Preferred Stock to purchase up to 2,462,442
shares of the Companys common stock. A copy of the Companys press release is filed as Exhibit 99.8 hereto. In connection with the Rights Offering, the Company is filing items included as exhibits to this Current Report on Form 8-K for
the purpose of incorporating such items as exhibits in the Companys Registration Statement on Form S-3 (Registration No. 333-193176), to which the prospectus supplement dated April 2, 2014 relating to the Rights Offering is a part.
Item 9.01. |
Financial Statements and Exhibits. |
|
|
|
5.1 |
|
Opinion of Ellenoff Grossman & Schole LLP |
|
|
23.3 |
|
Consent of Ellenoff Grossman & Schole LLP (included as part of Exhibit 5.1) |
|
|
99.1 |
|
Form of Subscription Certificate |
|
|
99.2 |
|
Notice of Guaranteed Delivery |
|
|
99.3 |
|
Letter to Stockholders who are Record Holders |
|
|
99.4 |
|
Letter to Stockholders who are Beneficial Holders |
|
|
99.5 |
|
Letter to Clients of Stockholders who are Beneficial Holders |
|
|
99.6 |
|
Nominee Holder Certification Form |
|
|
99.7 |
|
Beneficial Owner Election Form |
|
|
99.8 |
|
Press Release, dated April 2, 2014 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Dated: April 2, 2014
|
|
|
EMPIRE RESORTS, INC. |
|
|
By: |
|
/s/ Joseph A. DAmato |
Name: |
|
Joseph A. DAmato |
Title: |
|
Chief Executive Officer |
Exhibit Index
|
|
|
5.1 |
|
Opinion of Ellenoff Grossman & Schole LLP |
|
|
23.3 |
|
Consent of Ellenoff Grossman & Schole LLP (included as part of Exhibit 5.1) |
|
|
99.1 |
|
Form of Subscription Certificate |
|
|
99.2 |
|
Notice of Guaranteed Delivery |
|
|
99.3 |
|
Letter to Stockholders who are Record Holders |
|
|
99.4 |
|
Letter to Stockholders who are Beneficial Holders |
|
|
99.5 |
|
Letter to Clients of Stockholders who are Beneficial Holders |
|
|
99.6 |
|
Nominee Holder Certification Form |
|
|
99.7 |
|
Beneficial Owner Election Form |
|
|
99.8 |
|
Press Release, dated April 2, 2014 |
Empire Resorts (NASDAQ:NYNY)
Historical Stock Chart
From Jun 2024 to Jul 2024
Empire Resorts (NASDAQ:NYNY)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about Empire Resorts Inc (NASDAQ): 0 recent articles
More Empire Resorts Inc News Articles