Securities Registration (section 12(b)) (8-a12b)
December 12 2016 - 4:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SOLIGENIX, INC.
(Exact Name of Registrant as Specified in its
Charter)
Delaware
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41-1505029
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(State or Other Jurisdiction of
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(IRS Employer
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Incorporation or Organization)
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Identification No.)
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29 Emmons Drive,
Suite C-10
Princeton, NJ
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08540
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(Address of principal executive offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be registered:
Common stock, par value $0.001 per share (“Common Stock”)
Warrants to purchase Common Stock
Name of each exchange on which each class is to be registered:
The
NASDAQ Stock Market LLC
If this Form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following
box. x
If this Form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following
box. □
Securities Act registration statement file number to which this
form relates:
333-214038
Securities to be registered pursuant to Section 12(g) of the Act:
None.
Item 1. Description of Registrant’s Securities to be Registered.
The descriptions of the
Common Stock and Warrants (collectively, the “
Securities
”) of the Registrant to be registered hereby, as included
under the caption “Description of Capital Stock” in the Registrant’s Prospectus, dated November 22, 2016 (the
“
Prospectus
”), forming a part of the Registration Statement on Form S-1 (Registration No. 333-214038) (the “
Registration
Statement
”), filed by the Registrant with the Securities and Exchange Commission (the “
Commission
”)
under the Securities Act of 1933, as amended (the “
Securities Act
”), are incorporated by reference herein. In
addition, any description of such Securities contained in any form of prospectus subsequently filed by the Registrant with the
Commission pursuant to Rule 424(b) under the Securities Act that constitutes part of the Registration Statement shall be deemed
to be incorporated herein by reference.
Item 2.
Exhibits.
Under the instructions
as to exhibits with respect to Form 8-A, no exhibits are required to be filed as part of this registration statement because no
other securities of the Registrant are registered on The NASDAQ Stock Market LLC and the Securities registered hereby are not being
registered pursuant to Section 12(g) of the Exchange Act of 1934, as amended.
SIGNATURE
Pursuant to the requirements
of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this registration statement to
be signed on its behalf by the undersigned, thereto duly authorized.
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SOLIGENIX, INC.
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By:
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/s/ Christopher J. Schaber
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Christopher J. Schaber, PhD
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President and Chief Executive Officer
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Date: December 12, 2016
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