Current Report Filing (8-k)
June 14 2021 - 3:16PM
Edgar (US Regulatory)
0000914156
false
0000914156
2021-06-09
2021-06-09
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
June 9, 2021
UFP TECHNOLOGIES, INC.
(Exact name
of registrant as specified in its charter)
Delaware
|
001-12648
|
04-2314970
|
(State or other jurisdiction
of incorporation)
|
(Commission
File Number)
|
(IRS Employer
Identification No.)
|
100 Hale Street
Newburyport, Massachusetts 01950-3504
(Address
of principal executive offices, including zip code)
Registrant’s telephone number,
including area code: (978) 352-2200
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which
registered
|
Common stock
|
|
UFPT
|
|
The NASDAQ Stock Market L.L.C.
|
Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submissions of
Matters to a Vote of Security Holders.
On June 9, 2021, UFP
Technologies, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”). As of the close
of business on April 12, 2021, the record date for the Meeting, there were 7,524,479 shares of the Company’s common stock
outstanding, with each share entitled to one vote. During the Meeting, the Company’s stockholders voted on the matters set
forth below.
Proposal 1
The five director nominees
named in our proxy statement were elected, each for a one-year term as set forth in the Company’s proxy statement dated April
27, 2021. The following table sets forth the vote of the stockholders at the Meeting with respect to the election of directors:
Nominee
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
R. Jeffrey Bailly
|
5,709,700
|
0
|
347,528
|
811,401
|
Marc Kozin
|
5,391,450
|
0
|
665,778
|
811,401
|
Robert W. Pierce, Jr.
|
5,747,812
|
0
|
309,416
|
811,401
|
Daniel C. Croteau
|
5,678,183
|
0
|
379,045
|
811,401
|
Cynthia L. Feldmann
|
5,822,906
|
0
|
234,322
|
811,401
|
Proposal 2
The
Company’s stockholders voted upon and approved the compensation paid to the Company’s named executive officers based
upon the following votes:
For
|
Against
|
Abstain
|
Broker Non-Votes
|
5,525,869
|
526,224
|
5,135
|
811,401
|
Proposal 3
The
Company’s stockholders voted upon and approved the amendment and restatement of the Company’s 2003 Equity Incentive
Plan based upon the following votes:
For
|
Against
|
Abstain
|
Broker Non-Votes
|
5,624,326
|
431,744
|
1,158
|
811,401
|
Proposal 4
The
Company’s stockholders voted upon and approved the ratification of the appointment of Grant Thornton LLP to serve as the
Company’s independent registered public accounting firm for 2021 based upon the following votes:
For
|
Against
|
Abstain
|
Broker Non-Votes
|
6,863,813
|
4,763
|
53
|
811,401
|
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated: June 14, 2021
|
UFP TECHNOLOGIES, INC.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Ronald J. Lataille
|
|
|
|
Ronald J. Lataille, Chief Financial
|
|
|
Officer and Senior Vice President
|
Ufp Technologies (NASDAQ:UFPT)
Historical Stock Chart
From Apr 2024 to May 2024
Ufp Technologies (NASDAQ:UFPT)
Historical Stock Chart
From May 2023 to May 2024