Amended Statement of Ownership (sc 13g/a)
February 14 2020 - 11:20AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934(Amendment No. 1)*
ViewRay,
Inc.
(Name
of Issuer)
Common
Stock, Par Value $0.01
(Title
of Class of Securities)
92672L107
(CUSIP
Number)
December
31, 2019
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ]
Rule 13d-1(b)
[X]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
*The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided
in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
1.
|
NAME
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Pura
Vida Investments, LLC
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
[ ]
(b)
[X]
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
6,352,939
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
6,352,939
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,352,939
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
[ ]
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.39%
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
|
1.
|
NAME
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Efrem
Kamen
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
[ ]
(b)
[X]
|
3.
|
SEC
USE ONLY
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States of America
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE
VOTING POWER
0
|
6.
|
SHARED
VOTING POWER
6,352,939
|
7.
|
SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
6,352,939
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,352,939
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
[ ]
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.39%
|
12.
|
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IN,
HC
|
CUSIP No.
|
|
92672L107
|
|
|
|
Item
1.
|
(a).
|
Name of Issuer:
|
|
|
|
|
|
ViewRay,
Inc.
|
|
|
|
|
(b).
|
Address of issuer’s principal executive
offices:
|
|
|
|
|
|
2 Thermo Fisher Way
|
|
|
Oakwood
Village, OH 44146
|
|
|
|
Item 2.
|
(a).
|
Name of person filing:
|
|
|
|
|
|
Pura Vida Investments, LLC
|
|
|
Efrem
Kamen
|
|
|
|
|
|
Address or principal business office or, if
none, residence:
|
|
|
|
|
(b).
|
Pura Vida Investments, LLC
|
|
|
150 East 52nd Street Suite 32001
|
|
|
New York, New York 10022
|
|
|
|
|
|
Efrem Kamen
|
|
|
c/o Pura Vida Investments, LLC
|
|
|
150 East 52nd Street Suite 32001
|
|
|
New
York, New York 10022
|
|
|
|
|
(c).
|
Citizenship:
|
|
|
|
|
|
Pura Vida Investments, LLC – Delaware
limited liability company
|
|
|
Efrem
Kamen – United States of America
|
|
|
|
|
(d)
|
Title of class of securities:
|
|
|
|
|
|
Common
Stock, Par Value $0.01
|
|
|
|
|
|
CUSIP No.:
|
|
|
|
|
(e).
|
92672L107
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item 3.
|
If This Statement
is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a
|
|
(a)
|
|
[_]
|
|
Broker or dealer
registered under section 15 of the Act (15 U.S.C. 78o).
|
|
|
|
|
|
|
|
(b)
|
|
[_]
|
|
Bank as defined
in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
|
|
|
|
|
|
(c)
|
|
[_]
|
|
Insurance company
as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
|
|
|
|
|
|
(d)
|
|
[_]
|
|
Investment company
registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
|
|
|
|
|
|
(e)
|
|
[_]
|
|
An investment adviser
in accordance with § 240.13d-1(b)(1)(ii)(E);
|
|
|
|
|
|
|
|
(f)
|
|
[_]
|
|
An employee benefit
plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
|
|
|
|
|
|
|
(g)
|
|
[_]
|
|
A parent holding
company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
|
|
|
|
|
|
(h)
|
|
[_]
|
|
A savings association
as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813);
|
|
|
|
|
|
|
|
(i)
|
|
[_]
|
|
A church plan that
is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3);
|
|
|
|
|
|
|
|
(j)
|
|
[_]
|
|
A non-U.S. institution
in accordance with §240.13d-1(b)(1)(ii)(J);
|
|
|
|
|
|
|
|
(k)
|
|
[_]
|
|
Group, in accordance
with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please
specify the type of institution:
|
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
|
(a)
|
Amount beneficially owned:
|
|
|
Pura Vida Investments, LLC – 6,352,939
shares
Efrem Kamen – 6,352,939 shares
|
|
|
Pura
Vida Investments, LLC – 6.39%*
Efrem
Kamen – 6.39%*
|
|
(c)
|
Number of shares as to which Pura Vida Investments,
LLC has:
|
|
(i)
|
Sole power to
vote or to direct the vote
|
|
0
|
,
|
|
|
|
|
|
|
|
(ii)
|
Shared power to
vote or to direct the vote
|
|
6,352,939
|
,
|
|
|
|
|
|
|
|
(iii)
|
Sole power to
dispose or to direct the disposition of
|
|
0
|
,
|
|
|
|
|
|
|
|
(iv)
|
Shared power to
dispose or to direct the disposition of
|
|
6,352,939
|
.
|
|
|
|
|
|
|
|
Number of shares as to which Efrem
Kamen has:
|
|
|
|
|
|
|
|
|
|
|
(i)
|
Sole power to
vote or to direct the vote
|
|
0
|
,
|
|
|
|
|
|
|
|
(ii)
|
Shared power to vote or to direct the vote
|
|
6,352,939
|
,
|
|
|
|
|
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition
of
|
|
0
|
,
|
|
|
|
|
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition
of
|
|
6,352,939
|
.
|
*Shares
reported herein are held by Pura Vida Master Fund, Ltd. (the “Pura Vida Master Fund”) and certain separately managed
accounts (the “Accounts”). Pura Vida Investments, LLC (“PVI”) serves as the investment manager to the
Pura Vida Master Fund and the Accounts. Efrem Kamen serves as the managing member of PVI.
By
virtue of these relationships, the Reporting Persons may be deemed to have shared voting and dispositive power with respect to
the Shares owned directly by the Pura Vida Master Fund and the Accounts. This report shall not be deemed an admission that the
Reporting Persons are beneficial owners of the Shares for purposes of Section 13 of the Securities Exchange Act of 1934, as amended,
or for any other purpose. Each of the Reporting Persons disclaims beneficial ownership of the Shares reported herein except to
the extent of the Reporting Person’s pecuniary interest therein.
The
percentages herein are calculated based upon a statement in the Issuer’s Quarterly Report on Form 10-Q filed on November
12, 2019 for the quarter ended September 30, 2019 that there were 99,406,356 shares of common stock issued and outstanding as
of November 1, 2019.
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [ ].
Item 6.
|
Ownership of More Than Five Percent on Behalf
of Another Person.
|
If
any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from
the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates
to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company
registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund
is not required.
Item 7.
|
Identification and
Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
|
If
a parent holding company or control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item
3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding
company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification
of the relevant subsidiary.
Item 8.
|
Identification and
Classification of Members of the Group.
|
If
a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating
the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d- 1(c)
or Rule 13d-1(d), attach an exhibit stating the identity of each member of the group.
Item
9.
|
Notice of Dissolution
of Group.
|
Notice
of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with
respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity.
See Item 5.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than
activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 14, 2020
|
Pura Vida Investments, LLC
|
|
|
|
|
By:
|
/s/
Efrem Kamen
|
|
Name:
|
Efrem
Kamen
|
|
Title:
|
Managing Member
|
|
|
|
|
/s/
Efrem Kamen
|
|
Efrem Kamen
|
The
original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If
the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner
of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the
statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated
by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Note.
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7
for other parties for whom copies are to be sent.
Attention.
Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
ViewRay (NASDAQ:VRAY)
Historical Stock Chart
From Apr 2024 to May 2024
ViewRay (NASDAQ:VRAY)
Historical Stock Chart
From May 2023 to May 2024