Statement of Changes in Beneficial Ownership (4)
April 13 2020 - 3:51PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
1. Name and Address of Reporting Person
*
Bitzer Barbara J |
2. Issuer Name and Ticker or Trading Symbol
Foundation Building Materials, Inc.
[
FBM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CAO and Senior Controller |
|
(Last)
(First)
(Middle)
2520 RED HILL AVE. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/10/2020 |
|
(Street)
SANTA ANA, CA 92705
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 4/10/2020 | | M | | 1366.00 | A | $0.00 (1) | 8984.00 | D | |
| Common Stock | 4/10/2020 | | F | | 473.00 | D | $10.78 | 8511.00 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit (1) | $0.00 (1) | 4/10/2020 | | M | | | 1366.00 | (1) | (1) | Common Stock | 1366.00 | $0.00 | 1367.00 | D | |
| Explanation of Responses: |
| (1) | The common stock was acquired pursuant to the vesting of restricted stock units (RSUs) granted on April 10, 2017, which vest in four equal annual installments on the first, second, third and fourth anniversary of the grant date. Each RSU represents a contingent right to receive one share of FBM common stock or the cash equivalent based on the date of vesting. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Bitzer Barbara J
2520 RED HILL AVE.
SANTA ANA, CA 92705 |
|
| CAO and Senior Controller |
|
Signatures
|
| /s/ Richard Tilley, Attorney-in-Fact | | 4/13/2020 |
| **Signature of Reporting Person | Date |
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