0001038773false00010387732024-12-042024-12-04

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

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FORM 8-K

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CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

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Date of Report (Date of earliest event reported): December 4, 2024

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SMARTFINANCIAL, INC.

(Exact name of registrant as specified in its charter)

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Tennessee

   

001-37661

    

62-1173944

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

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5401 Kingston Pike, Suite 600

     

 

Knoxville, Tennessee

 

37919

(Address of principal executive offices)

 

(Zip Code)

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(865) 437-5700 

(Registrant’s telephone number, including area code)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

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☐  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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Securities registered pursuant to Section 12(b) of the Act:

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Title of each class

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Trading
Symbol(s)

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Name of each exchange on which registered

Common Stock, $1.00 par value

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SMBK

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The New York Stock Exchange

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the

Exchange Act. ☐

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Item 5.02

    

Departure of Directors or Certain Officer; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer.

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On December 4, 2024, the board of directors (the “Board”) of SmartFinancial, Inc. (“SmartFinancial”) received notification from director John M. Presley of his intention to resign from his role as a director of the Board, effective January 1, 2025. Mr. Presley was appointed to the Board in 2021, and is a member of the Board’s corporate governance committee. Mr. Presley’s decision to resign was not a result of any disagreement with SmartFinancial. SmartFinancial is grateful to Mr. Presley for his valued service and leadership on the Board.

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SIGNATURES

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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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SMARTFINANCIAL, INC.

 

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Date: December 6, 2024

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By:

/s/ William Y. Carroll, Jr.

 

Name:

William Y. Carroll, Jr.

 

Title:

President & Chief Executive Officer

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v3.24.3
Document and Entity Information
Dec. 04, 2024
Document and Entity Information [Abstract]  
Document Type 8-K
Document Period End Date Dec. 04, 2024
Entity File Number 001-37661
Entity Registrant Name SMARTFINANCIAL, INC.
Entity Incorporation, State or Country Code TN
Entity Tax Identification Number 62-1173944
Entity Address, Address Line One 5401 Kingston Pike
Entity Address, Adress Line Two Suite 600
Entity Address, City or Town Knoxville
Entity Address, State or Province TN
Entity Address, Postal Zip Code 37919
City Area Code 865
Local Phone Number 437-5700
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, $1.00
Trading Symbol SMBK
Security Exchange Name NYSE
Entity Emerging Growth Company false
Entity Central Index Key 0001038773
Amendment Flag false
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