Statement of Changes in Beneficial Ownership (4)
September 24 2019 - 12:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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DeByle Thomas D. |
2. Issuer Name and Ticker or Trading Symbol
STANDEX INTERNATIONAL CORP/DE/
[
SXI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Vice President/CFO
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(Last)
(First)
(Middle)
STANDEX INTERNATIONAL CORPORATION, 11 KEEWAYDIN DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/20/2019
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(Street)
SALEM, NH 03079-
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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9/20/2019
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M(1)
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763
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A
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$73.96
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67052.3965
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D
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Common Stock
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9/20/2019
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F(2)
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1625
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D
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$73.96
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66289.3965
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D
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Common Stock
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9/20/2019
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M(1)
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1572.7581
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A
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$73.96
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68625.1546
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D
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Common Stock
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9/20/2019
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M(1)
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1591
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A
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$73.96
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70216.1546
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D
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code (Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
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8. Price of Derivative Security (Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Phantom Stock Units
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$68.025
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9/20/2019
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M (1)
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763
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9/6/2020
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9/6/2020
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Common Stock
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763
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$0
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0
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D
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Phantom Stock Units
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$76.65
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9/20/2019
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M (1)
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1572.7581
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9/6/2021
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9/6/2021
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Common Stock
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1572.7581
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$0
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0
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D
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Phantom Stock Units
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$51.5625
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9/20/2019
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M (1)
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1591
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9/6/2022
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9/6/2022
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Common Stock
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1591
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$0
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0
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D
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Explanation of Responses:
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(1)
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Conversion of Phantom Stock Units that vested on September 20, 2019 in connection with the reporting person's retirement from the Company. The actual shares will not be distributed to the reporting person until March 20, 2020 in compliance with Internal Revenue Code Section 409A.
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(2)
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Sale to pay taxes on restricted stock which vested on September 20, 2019 in connection with the reporting person's retirement with the Company.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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DeByle Thomas D. STANDEX INTERNATIONAL CORPORATION 11 KEEWAYDIN DRIVE SALEM, NH 03079-
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Vice President/CFO
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Signatures
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/s/ Alan J. Glass
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9/24/2019
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**Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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