Initial Statement of Beneficial Ownership (3)
July 11 2022 - 3:57PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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BAWA FAHEEM |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/29/2022
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3. Issuer Name and Ticker or Trading Symbol
Yext, Inc. [YEXT]
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(Last)
(First)
(Middle)
61 NINTH AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Accounting Officer / |
(Street)
NEW YORK, NY 10011
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 23749 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) | (1) | 3/15/2027 | Common Stock | 5000 | $8.59 | D | |
Restricted Stock Unit | (2) | (2) | Common Stock | 1500 | (3) | D | |
Restricted Stock Unit | (4) | (4) | Common Stock | 1950 | (3) | D | |
Restricted Stock Unit | (5) | (5) | Common Stock | 9975 | (3) | D | |
Restricted Stock Unit | (6) | (6) | Common Stock | 26250 | (3) | D | |
Restricted Stock Unit | (7) | (7) | Common Stock | 70313 | (3) | D | |
Explanation of Responses: |
(1) | Options are immediately exercisable. |
(2) | One-fourth of these restricted stock units will vest on September 20, 2022 and then quarterly thereafter on each December 20, March 20 and June 20, subject to the Reporting Person's continued service on each such date, until such units are fully vested on June 20, 2023. |
(3) | Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock. |
(4) | One-eighth of these restricted stock units will vest on September 20, 2022 and then quarterly thereafter on each December 20, March 20, June 20 and September 20, subject to the Reporting Person's continued service on each such date, until such units are fully vested on June 20, 2024. |
(5) | 1,425 of these restricted stock units will vest on each of September 20, 2022, December 20, 2022 and March 20, 2023, 950 of these restricted stock units will vest on each of June 20, 2023, September 20, 2023, December 20, 2023 and March 20, 2024, and 475 of these restricted stock units will vest on each of June 20, 2024, September 20, 2024, December 20, 2024 and March 20, 2025, subject to the Reporting Person's continued service on each such date. |
(6) | 1,875 of these restricted stock units will vest on September 20, 2022 and then quarterly thereafter on each December 20, March 20 and June 20, and September 20, subject to the Reporting Person's continued service on each such date, until such units are fully vested on December 20, 2025. |
(7) | One-fifteenth of these restricted stock units will vest on September 20, 2022 and then quarterly thereafter on each December 20, March 20, June 20 and September 20, subject to the Reporting Person's continued service on each such date, until such units are fully vested on March 20, 2026. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BAWA FAHEEM 61 NINTH AVENUE NEW YORK, NY 10011 |
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| Chief Accounting Officer |
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Signatures
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/s/ Ho Shin, Attorney-in-Fact | | 7/11/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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