Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
November 15 2018 - 2:47PM
Edgar (US Regulatory)
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UNITED STATES
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OMB
APPROVAL
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SECURITIES AND EXCHANGE
COMMISSION
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OMB
Number: . . . . . 3235-0058
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Washington, D.C. 20549
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Expires: November 30, 2018
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Estimated
average burden
hours per response. . . . . . . . 2.50
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FORM
12b-25
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SEC
FILE NUMBER
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333-147980
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NOTIFICATION OF LATE
FILING
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CUSIP
NUMBER
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686228305
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(Check one):
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☐ Form
10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form
10-D ☐ Form N-SAR ☐ Form N-CSR
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For Period
Ended: September 30, 2018
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☐ Transition
Report on Form 10-K
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☐ Transition
Report on Form 20-F
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☐ Transition
Report on Form 11-K
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☐ Transition
Report on Form 10-Q
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☐ Transition
Report on Form N-SAR
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For the Transition Period Ended: ________________________
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Read Instruction (on back page) Before
Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information
contained herein.
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If the notification relates to a
portion of the filing checked above, identify the Item(s) to which the notification relates:
PART I — REGISTRANT INFORMATION
OriginClear, Inc
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Full Name of Registrant
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n/a
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Former Name if Applicable
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525 S. Hewitt Street
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Address
of Principal Executive Office
(Street and Number)
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Los Angeles, CA
90013
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City, State and Zip Code
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PART II — RULES 12b-25(b) AND
(c)
If the subject
report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate)
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(a)
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The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
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☒
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(b)
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The subject annual
report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof,
will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition
report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar
day following the prescribed due date; and
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(c)
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The accountant’s
statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III — NARRATIVE
State below in reasonable detail why Forms
10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed
time period.
SEC 1344 (04-09)
Persons who are
to respond to the collection of information contained in this form are not required to respond unless the form displays a
currently valid OMB control number.
The Company has encountered a delay in assembling
the financial information for the quarter ended June 30, 2018. The timely filing of the Form 10-Q has become impracticable
without undue hardship and expense to the Company.
(Attach extra Sheets if Needed)
PART IV — OTHER INFORMATION
(1)
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Name and telephone number of person to contact in regard to this notification
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T. Riggs Eckelberry
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323
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939-6645
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required
under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the
preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed ? If answer is
no, identify report(s). Yes ☒
No
☐
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(3)
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Is it anticipated
that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected
by the earnings statements to be included in the subject report or portion thereof? Yes ☐ No ☒
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If so, attach an explanation of the anticipated
change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot
be made.
OriginClear, Inc.
(Name of Registrant
as Specified in Charter)
has caused this notification to be signed on its behalf by the
undersigned hereunto duly authorized.
Date November 15, 2018
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By
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/s/ T. Riggs Eckelberry
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T. Riggs Eckelberry
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Chief Executive
Officer (Principal Executive Officer)
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INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized
representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement
is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s
authority to sign on behalf of the registrant shall be filed with the form
ATTENTION
Intentional misstatements
or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
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