false 0001096934 0001096934 2021-11-12 2021-11-12
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
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FORM 8-K
 
Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported): November 12, 2021
 
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ENTERPRISE DIVERSIFIED, INC.
 
(Exact Name of Registrant as Specified in Its Charter)
 
Nevada
 
000-27763
 
88-0397234
(State or other jurisdiction of incorporation or organization)
 
(Commission File Number)
 
(I.R.S. Employer Identification No.)
         
1806 Summit Avenue, Suite 300
       
Richmond, VA
     
23230
(Address of principal executive offices)
     
(Zip Code)
 
(434) 336-7737
 
(Registrant’s telephone number, including area code)
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company     ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.          ☐
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
None
Not applicable
Not applicable
 
 
 

 
 
 
Item 2.02 - Results of Operations and Financial Condition.
 
On Friday, November 12, 2021, Enterprise Diversified, Inc. issued a press release commenting upon its financial results for the quarter ended September 30, 2021 (the “Press Release”).  A copy of the Press Release is attached hereto as Exhibit 99.1, and is incorporated herein by reference.
 
The information contained in this Item 2.02 of this Form 8-k and the Exhibit 99.1 attached hereto are being furnished and shall not be deemed filed for the purpose of Section 18 of the Securities Act of 1934 (as amended), or otherwise subject to the liabilities of such section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1993 (as amended), except as shall be expressly set forth by specific reference to this Item 2.02 in such filing.
 
Item 9.01 - Financial Statements and Exhibits.
 
(d) Exhibits:
 
Exhibit No.
Exhibit Description
   
99.1
   
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 
 

 
 
 
Exhibit Index
 
 
Exhibit No.
Exhibit Description
   
99.1
   
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 
 

 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date:  November 12, 2021
     
ENTERPRISE DIVERSIFIED, INC.
         
   
By:
 
/s/ Steven L. Kiel
       
Steven L. Kiel
       
Executive Chairman
 
 
 
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