Abzena PLC TR-1: Notification of Major Interest in Shares (5538D)
April 27 2017 - 5:09AM
UK Regulatory
TIDMABZA
RNS Number : 5538D
Abzena PLC
27 April 2017
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------------------------------------------
1. Identity of the issuer or Abzena PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------- ---------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------
An acquisition or disposal of voting rights Yes
-------------------------------------------------------------- ----------------------
An acquisition or disposal of qualifying financial No
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-------------------------------------------------------------- ----------------------
An acquisition or disposal of instruments with No
similar economic effect to qualifying financial
instruments
-------------------------------------------------------------- ----------------------
An event changing the breakdown of voting rights No
-------------------------------------------------------------- ----------------------
Other (please No
specify):
-------------------------------------------------------- ---- ----------------------
3. Full name of person(s)
subject to the Invesco Ltd.
notification obligation:
(iii)
--------------------------------------------------------- ---------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
--------------------------------------------------------- ---------------------------
5. Date of the transaction 24 April 2017
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- ---------------------------
6. Date on which issuer 27 April 2017
notified:
--------------------------------------------------------- ---------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 25%
--------------------------------------------------------- ---------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
--------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------------------- -------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of rights rights (x)
Shares Voting shares
Rights
------------- -------------------------- ---------------- ---------- ---------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- --------- ----------- ------------ ---------- --------- ----------- ------------ -----------
Ordinary
Shares 36,171,279 36,171,279 55,171,279 25.82%
-------------------------- ---------------- ---------- --------- ----------- ------------ -----------
GB00BN65QN46
------------- --------- ----------- ------------ -------- ------- ----------- -------- ---------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------------------ ---------------------------- ------------------------ ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ----------- --------------- ------------------------ ------------------------ -----------------------
Nominal Delta
--------------- ----------- --------------- ------------------------ ------------------------ ------------ ---------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- -----------------------------------------------------------
55,171,279 25.82%
------------------------------------------------------------- -----------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------
Invesco Asset Management Limited - 55,171,279
Proxy Voting:
---------------------------------------------------------------
10. Name of the proxy holder: Invesco (UK) Limited
--------------------------------------- ----------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
--------------------------------------- ----------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
--------------------------------------- ----------------------
13. Additional information:
--------------------------------------- ----------------------
14. Contact name: Philippa Holmes
--------------------------------------- ----------------------
15. Contact telephone number: 01491 417 447
--------------------------------------- ----------------------
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
----------------------------------------------------------------------
Full name
(including legal form of
legal entities)
------------------------------------- -------------------------------
Contact address
(registered office for legal
entities)
------------------------------------- -------------------------------
Phone number & email
------------------------------------- -------------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------- -------------------------------
B: Identity of the notifier, if applicable
----------------------------------------------------------------------
Full name Invesco (UK) Limited
------------------------------------- -------------------------------
Contact address Perpetual Park, Perpetual
Park Drive, Henley-on-Thames.
Oxon. RG9 1HH
------------------------------------- -------------------------------
Phone number & email 01491 417000
------------------------------------- -------------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------- -------------------------------
C: Additional information
----------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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