Alliance Trust PLC Alliance Trust Plc : Holding(s) In Company
February 17 2017 - 9:54AM
UK Regulatory
TIDMATST
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: (ii) The Alliance Trust PLC
2 Reason for the notification (please tick the appropriate
box or boxes):
An acquisition or disposal of voting rights No
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are attached No
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments No
An event changing the breakdown of voting rights Yes
Other (please specify): No
3. Full name of person(s) subject to the Elliott Capital Advisors, L.P (for itself and related
notification obligation: (iii) general partners and investment managers)
4. Full name of shareholder(s) Elliott International, L.P, Liverpool Ltd Partnership,
(if different from 3.):(iv) Elliott Associates L.P
5. Date of the transaction and date on
which the threshold is crossed or
reached: (v) 15th February 2017
6. Date on which issuer notified: 17th February 2017
7. Threshold(s) that is/are crossed or
reached: (vi, vii) 20%
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type of
shares Situation previous
if possible using to the triggering
the ISIN CODE transaction Resulting situation after the triggering transaction
Number
Number of
of Voting Number Number of voting
Shares Rights of shares rights % of voting rights (x)
Direct Direct (xi) Indirect (xii) Direct Indirect
GB00B11V7W98 52,881,891 52,881,891 52,881,891 52,881,891 11.0829%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Number of voting
rights that may be
acquired if the
Type of financial Expiration Exercise/ instrument is % of voting
instrument date (xiii) Conversion Period (xiv) exercised/ converted. rights
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Conversion
instrument Exercise price date (xvii) period (xviii) Number of voting rights instrument refers to % of voting rights (xix, xx)
Nominal Delta
CFD over Ordinary Shares
GB00B11V7W98 42,596,685 8.9274%
Total (A+B+C)
Number of voting rights Percentage of voting rights
95,478,576 20.0103%
9. Chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
The increase in percentage shareholding notified in this
form is a result of the Alliance Trust's acquisition of
its own shares as announced in its RNS of 16th February
2017 reducing the number of outstanding shares of the
13. Additional information: company
14. Contact name: Michael Cross
15. Contact telephone number: 0203 009 1305
George Renouf
Alliance Trust PLC
Telephone: 0131 322 3357
This announcement is distributed by Nasdaq Corporate Solutions on behalf
of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Alliance Trust PLC via Globenewswire
http://www.alliancetrusts.com
(END) Dow Jones Newswires
February 17, 2017 10:54 ET (15:54 GMT)
Copyright (c) 2017 Dow Jones & Company, Inc.
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