Brewin Dolphin Holdings PLC Director/PDMR Shareholding (3592R)
December 08 2016 - 8:38AM
UK Regulatory
TIDMBRW
RNS Number : 3592R
Brewin Dolphin Holdings PLC
08 December 2016
The notification set out below is provided in accordance with
the requirements of the EU Market Abuse Regulation.
1 Details of the person discharging managerial
responsibilities / person closely associated
------------------------- -----------------------------------------------------------
a) Name Robin Beer
------------------------- --------------------------- ------------------------------
2 Reason for the notification
------------------------- -----------------------------------------------------------
a) Position/status Head of Intermediary and
Institutional (PDMR)
------------------------- --------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
------------------------- --------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
------------------------- -----------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
------------------------- --------------------------- ------------------------------
b) LEI 213800PS7FS5UYOWAC49
------------------------- --------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
------------------------- -----------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
------------------------- --------------------------- ------------------------------
b) Nature of the Exercise of nil cost share
transaction options under the Deferred
Profit Share Plan - 2013
Grant. Sufficient shares
sold to cover tax liability.
------------------------- --------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
0.00p 10,047
--------- ----------
276.06p 4,732
--------- ----------
------------------------- --------------------------- ------------------------------
d) Aggregated information
- Aggregated volume 10,047 shares (exercise)
- Price 0.00p (exercise)
- Aggregate volume 4,732 shares (sale)
- Price 276.06p (sale)
------------------------- --------------------------- ------------------------------
e) Date of the transaction 2016-12-05
------------------------- --------------------------- ------------------------------
f) Place of the transaction London Stock Exchange
------------------------- --------------------------- ------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
------------------------- -----------------------------------------------------------
a) Name Charles Ferry
------------------------- --------------------------- ------------------------------
2 Reason for the notification
------------------------- -----------------------------------------------------------
a) Position/status Co-Head of Private Clients
(PDMR)
------------------------- --------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
------------------------- --------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
------------------------- -----------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
------------------------- --------------------------- ------------------------------
b) LEI 213800PS7FS5UYOWAC49
------------------------- --------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
------------------------- -----------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
------------------------- --------------------------- ------------------------------
b) Nature of the Exercise of nil cost share
transaction options under the Deferred
Profit Share Plan - 2013
Grant. Sufficient shares
sold to cover tax liability.
------------------------- --------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
0.00p 17,021
--------- ----------
276.06p 8,016
--------- ----------
------------------------- --------------------------- ------------------------------
d) Aggregated information
- Aggregated volume 17,021 shares (exercise)
- Price 0.00p (exercise)
- Aggregate volume 8,016 shares (sale)
276.06p (sale)
- Price
------------------------- --------------------------- ------------------------------
e) Date of the transaction 2016-12-05
------------------------- --------------------------- ------------------------------
f) Place of the transaction London Stock Exchange
------------------------- --------------------------- ------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
------------------------- -----------------------------------------------------------
a) Name Nicholas Fitzgerald
------------------------- --------------------------- ------------------------------
2 Reason for the notification
------------------------- -----------------------------------------------------------
a) Position/status Head of Financial Planning
(PDMR)
------------------------- --------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
------------------------- --------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
------------------------- -----------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
------------------------- --------------------------- ------------------------------
b) LEI 213800PS7FS5UYOWAC49
------------------------- --------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
------------------------- -----------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
------------------------- --------------------------- ------------------------------
b) Nature of the Exercise of nil cost share
transaction options under the Deferred
Profit Share Plan - 2013
Grant. All shares sold as
a result of the exercise.
------------------------- --------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
0.00p 18,912
--------- ----------
276.06p 18,912
--------- ----------
------------------------- --------------------------- ------------------------------
d) Aggregated information
- Aggregated volume 18,912 shares (exercise)
- Price 0.00p (exercise)
- Aggregate volume 18,912 shares (sale)
276.06p (sale)
- Price
------------------------- --------------------------- ------------------------------
e) Date of the transaction 2016-12-05
------------------------- --------------------------- ------------------------------
f) Place of the transaction London Stock Exchange
------------------------- --------------------------- ------------------------------
1 Details of the person discharging managerial
responsibilities / person closely associated
------------------------- -----------------------------------------------------------
a) Name Stephen Jones
------------------------- --------------------------- ------------------------------
2 Reason for the notification
------------------------- -----------------------------------------------------------
a) Position/status Co-Head of Private Clients
(PDMR)
------------------------- --------------------------- ------------------------------
b) Initial notification Initial notification
/Amendment
------------------------- --------------------------- ------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
------------------------- -----------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
------------------------- --------------------------- ------------------------------
b) LEI 213800PS7FS5UYOWAC49
------------------------- --------------------------- ------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
------------------------- -----------------------------------------------------------
a) Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
------------------------- --------------------------- ------------------------------
b) Nature of the Exercise of nil cost share
transaction options under the Deferred
Profit Share Plan - 2013
Grant. Sufficient shares
sold to cover tax liability.
------------------------- --------------------------- ------------------------------
c) Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
0.00p 11,229
--------- ----------
276.06p 5,289
--------- ----------
------------------------- --------------------------- ------------------------------
d) Aggregated information
- Aggregated volume 11,229 shares (exercise)
- Price 0.00p (exercise)
- Aggregate volume 5,289 shares (sale)
276.06p (sale)
- Price
------------------------- --------------------------- ------------------------------
e) Date of the transaction 2016-12-05
------------------------- --------------------------- ------------------------------
f) Place of the transaction London Stock Exchange
------------------------- --------------------------- ------------------------------
Details of the person discharging managerial
responsibilities / person closely associated
--------------------------------------------------------------------------------------
Name David Nicol
--------------------------- ---------------------------------------------------------
Reason for the notification
--------------------------------------------------------------------------------------
Position/status Chief Executive (Director/PDMR)
--------------------------- ---------------------------------------------------------
Initial notification Initial notification
/Amendment
--------------------------- ---------------------------------------------------------
Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--------------------------------------------------------------------------------------
Name Brewin Dolphin Holdings PLC
--------------------------- ---------------------------------------------------------
LEI 213800PS7FS5UYOWAC49
--------------------------- ---------------------------------------------------------
Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--------------------------------------------------------------------------------------
Description of
the financial Shares
instrument, type
of instrument GB0001765816
Identification
code
--------------------------- ---------------------------------------------------------
Nature of the Exercise of nil cost share
transaction options under the Deferred
Profit Share Plan - 2013 Grant.
Sufficient shares sold to cover
tax liability.
--------------------------- ---------------------------------------------------------
Price(s) and volume(s) Price(s) Volume(s)
--------- ----------
0.00p 29,584
--------- ----------
276.06p 13,933
--------- ----------
--------------------------- ---------------------------------------------------------
Aggregated information
- Aggregated volume 29,584 shares (exercise)
- Price 0.00p (exercise)
- Aggregate volume 13,933 shares (sale)
276.06p (sale)
- Price
--------------------------- ---------------------------------------------------------
Date of the transaction 2016-12-05
--------------------------- ---------------------------------------------------------
Place of the transaction London Stock Exchange
--------------------------- ---------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
DSHBSBDDRXGBGLI
(END) Dow Jones Newswires
December 08, 2016 09:38 ET (14:38 GMT)
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