TIDMCIF TIDMCIFU TIDMCIFC
RNS Number : 8186U
Carador Income Fund PLC
30 December 2011
Standard Form TR-1 Voting rights attached to shares- Article
12(1) of directive 2004/109/EC Financial instruments - Article
11(3) of the Commission Directive 2007/14/EC[i]
1. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are
attached [ii]: Carador Income Fund Plc
2. Reason for the notification (please tick the appropriate box or boxes):
[x] an acquisition or disposal of voting rights
[ ] an acquisition or disposal of financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached
[x] an event changing the breakdown of voting rights
3. Full name of person(s) subject to the notification obligation[iii]:
Henderson Global Investors Limited
4. Full name of shareholder(s) (if different from 3.)[iv]:
5. Date of the transaction and date on which the threshold is crossed or reached[v]:
13/12/11
6. Date on which issuer notified; 23/12/11
7. Threshold(s) that is/are crossed or reached: 11%
8. Notified details:
A) Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------
Class/type Situation Resulting situation after
of shares previous the triggering transaction[vii]
(if possible to the Triggering
using the transaction
ISIN CODE) [vi]
--------------- ------------------------------- --------------------------------------------------------------
Number Number Number Number of % of voting
of Shares[viii] of Voting of voting rights[xi] rights
rights[ix] shares[x]
--------------- ----------------- ------------ ----------- ----------------------------- ------------------
Direct Direct[xii] Indirect[xiii] Direct Indirect
--------------- ----------------- ------------ ----------- ------------ --------------- ------- ---------
IE00B692M05 Nil Nil 12,000,000 2.97%
--------------- ----------------- ------------ ----------- ------------ --------------- ------- ---------
IE00B3D60Z08 34,505,289 34,505,289 34,505,289 8.55%
--------------- ----------------- ------------ ----------- ------------ --------------- ------- ---------
SUBTOTAL
A (based
on aggregate
voting
rights) 34,505,289 34,505,289 46,505,289 11.52%
--------------- ----------------- ------------ ----------- ----------------------------- ------------------
B) Financial Instruments
---------------------------------------------------------------------------------------
Resulting situation after the triggering transaction[xiv]
---------------------------------------------------------------------------------------
Type of Expiration Exercise/Conversion Number of % of voting
financial Date[xv] Period/ voting rights rights
instrument Date[xvi] that may
be acquired
if the instrument
is exercised/converted
------------ ----------- -------------------- ------------------------ ------------
SUBTOTAL
B (in relation
to all expiration
dates)
-------------------- ------------------------ ------------
Total (A+B) number of % of voting
voting rights rights
------------- --------------- ------------
46,505,289 11.52%
------------- --------------- ------------
9. Chain of controlled undertakings through which the voting
rights and/or the financial instrumentsare effectively held, if
applicable[xvii]:
10. In case of proxy voting:[name of the proxy holder] will
cease to hold [number] voting rights as of [date].
11. Additional information:
Done at [London] on [23/12/11].
Annex to the standard form TR-1 [xviii]
a) Identity of the person or legal entity subject to the notification obligation:
Full name (including legal .Carador Inome Fund
form for legal entities) Plc....................................................
Contact address (registered State St Global Services
office for legal entities) Company Secretarial
Services, 78 Sir John
Rogerson's Quay, Dublin
2..................................................................
.ataylor@statestreet.com..........................................................
..........
Phone number +353 1776 0027
Other useful information ....................................................
(at least legal representative
for legal persons)
b) Identity of the notifier, if applicable[xix]:
Full name Henderson Global Investors
Limited........................................................
Contact address 201 Bishopsgate, London,
EC2M 3AE..............................................................
Phone number 0207 818 5611
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
c) Additional information
Notes to Form TR-1
[i] This form is to be sent to the issuer or underlying issuer
and to be filed with the competent authority.
[ii] Either the full name of the legal entity or another method
for identifying the issuer or underlying issuer, provided it is
reliable and accurate.
[iii] This should be the full name of (a) the shareholder; (b)
the natural person or legal entity acquiring, disposing of or
exercising voting rights in the cases provided for in Article 10
(b) to (h) of Directive 2004/109/EC; (c) all the parties to the
agreement referred to in Article 10 (a) of that Directive, or (d)
the holder of financial instruments entitled to acquire shares
already issued to which voting rights are attached, as
appropriate.
In relation to the transactions referred to in points (b) to (h)
of Article 10 of that Directive, the following list is provided as
indication of the persons who should be mentioned:
- in the circumstances foreseen in letter (b) of Article 10 of
that Directive, the natural person or legal entity that acquires
the voting rights and is entitled to exercise them under the
agreement and the natural person or legal entity who is
transferring temporarily for consideration the voting rights;
- in the circumstances foreseen in letter (c) of Article 10 of
that Directive, the natural person or legal entity holding the
collateral, provided the person or entity controls the voting
rights and declares its intention of exercising them, and natural
person or legal entity lodging the collateral under these
conditions;
- in the circumstances foreseen in letter (d) of Article 10 of
that Directive, the natural person or legal entity who has a life
interest in shares if that person or entity is entitled to exercise
the voting rights attached to the shares and the natural person or
legal entity who is disposing of the voting rights when the life
interest is created;
- in the circumstances foreseen in letter (e) of Article 10 of
that Directive, the controlling natural person or legal entity and,
provided it has a notification duty at an individual level under
Article 9, under letters (a) to (d) of Article 10 of that Directive
or under a combination of any of those situations, the controlled
undertaking;
- in the circumstances foreseen in letter (f) of Article 10 of
that Directive, the deposit taker of the shares, if he can exercise
the voting rights attached to the shares deposited with him at his
discretion, and the depositor of the shares allowing the deposit
taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in letter (g) of Article 10 of
that Directive, the natural person or legal entity that controls
the voting rights;
- in the circumstances foreseen in letter (h) of Article 10 of
that Directive, the proxy holder, if he can exercise the voting
rights at his discretion, and the shareholder who has given his
proxy to the proxy holder allowing the latter to exercise the
voting rights at his discretion.
[iv] Applicable in the cases provided for in Article 10 (b) to
(h) of Directive 2004/109/EC. This should be the full name of the
shareholder who is the counterparty to the natural person or legal
entity referred to in Article 10 of that Directive unless the
holdings of the shareholder would be lower than 5% of the total
number of voting rights.
[v] The date of the transaction should normally be, in the case
of an on exchange transaction, the date on which the matching of
orders occurs; in the case of an off exchange transaction, date of
the entering into an agreement.
The date on which threshold is crossed should normally be the
date on which the acquisition, disposal or possibility to exercise
voting rights takes effect. For passive crossings, the date when
the corporate event took effect.
[vi] Please refer to the situation disclosed in the previous
notification. In case the situation previous to the triggering
transaction was below 3%, please state "below 3%".
[vii] If the holding has fallen below the minimum threshold, the
notifying party should not be obliged to disclose the extent of the
holding, only that the new holding is below 3%.
For the case provided for in Article 10(a) of Directive
2004/109/EC, there should be no disclosure of individual holdings
per party to the agreement unless a party individually crosses or
reaches an Article 9 threshold. This applies upon entering into,
introducing changes to or terminating an agreement.
[viii] To be used in Member States where applicable.
[ix] Direct and indirect.
[x] To be used in Member States where applicable.
[xi] In case of combined holdings of shares with voting rights
attached "direct holding" and voting rights "indirect holding",
please split the voting rights number and percentage into the
direct and indirect columns - if there is no combined holdings,
please leave the relevant box blank.
[xii] Voting rights attached to shares held by the notifying
party (Article 9 of Directive 2004/109/EC).
[xiii] Voting rights held by the notifying party independently
of any holding of shares (Article 10 of Directive 2004/109/EC).
[xiv] If the holding has fallen below the minimum threshold, the
notifying party should not be obliged to disclose the extent of the
holding, only that the new holding is below 3%.
[xv] Date of maturity/expiration of the financial instrument
i.e. the date when right to acquire shares ends.
[xvi] If the financial instrument has such a period - please
specify this period - for example once every 3 months starting from
[date].
[xvii] The notification should include the name(s) of the
controlled undertakings through which the voting rights are held.
The notification should also include the amount of voting rights
and the percentage held by each controlled undertaking, insofar as
individually the controlled undertaking holds 3% or more, and
insofar as the notification by the parent undertaking is intended
to cover the notification obligations of the controlled
undertaking.
[xviii] This annex is only to be filed with the competent authority.
[xix] Whenever another person makes the notification on behalf
of the shareholder or the natural person/legal entity referred to
in Articles 10 and 13 of Directive 2004/109/EC
This information is provided by RNS
The company news service from the London Stock Exchange
END
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