TIDMCMCL
RNS Number : 5230M
Caledonia Mining Corporation PLC
15 September 2023
Caledonia Mining Corporation Plc
Notification of relevant changes to significant shareholder
(NYSE AMERICAN: CMCL; AIM: CMCL; VFEX: CMCL)
September 15, 2023: Caledonia Mining Corporation Plc
("Caledonia" or the "Company") announces that it received
notifications on each of September 12, 2023 and September 14, 2023
from BlackRock, Inc. that on September 11, 2023 and September 13,
2023 respectively it had crossed a threshold for notification of a
relevant change (as defined by the AIM Rules for Companies).
Copies of the notifications are below.
Enquiries:
Caledonia Mining Corporation Plc
Mark Learmonth Tel: +44 1534 679 800
Camilla Horsfall Tel: +44 7817 841 793
Cavendish Securities plc (Nomad and Joint Broker)
Adrian Hadden Tel: +44 (0)20 7220 0500
Neil McDonald
Pearl Kellie
Liberum Capital Limited (Joint Broker)
Scott Mathieson/Kane Collings Tel: +44 20 3100 2000
BlytheRay Financial PR (UK)
Tim Blythe/Megan Ray Tel: +44 207 138 3204
3PPB (Financial PR, North America)
Patrick Chidley Tel: +1 917 991 7701
Paul Durham Tel: +1 203 940 2538
Curate Public Relations (Zimbabwe)
Debra Tatenda Tel: +263 77802131
IH Securities (Private) Limited (VFEX Sponsor Tel: +263 (242) 745 119/33/39
- Zimbabwe)
Lloyd Mlotshwa
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the CALEDONIA MINING CORPORATION PLC
underlying issuer of existing shares
to which voting rights are attached
(ii) :
-----------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer X
------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify) (iii) :
------------------
3. Details of person subject to the notification obligation (iv)
Name BlackRock, Inc.
City and country of registered office Wilmington, DE, USA
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
-----------------------------------------------------------
City and country of registered office
(if applicable)
-----------------------------------------------------------
5. Date on which the threshold was 11/09/2023
crossed or reached (vi) :
-----------------------------------------------------------
6. Date on which issuer notified 12/09/2023
(DD/MM/YYYY):
-----------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) held in issuer
of 8. A) (total of 8.B (8.A + 8.B)
1 + 8.B 2) (vii)
----------------------- ------------------- ------------------ ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 2.63% 1.49% 4.12% 792,093
----------------------- ------------------- ------------------ ------------------
Position of
previous notification
(if
applicable) 3.17% 0.83% 4.00%
----------------------- ------------------- ------------------ ------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------
JE00BF0XVB15 505,154 2.63%
------------------ ------------------ -------------------------------- --------------
SUBTOTAL 8.
A 505,154 2.63%
-------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
------------------ ------------------ -------------------------------- --------------
Securities Lending N/A N/A 200,326 1.04%
------------------ ------------------ -------------------------------- --------------
SUBTOTAL 8. B
1 200,326 1.04%
------------------ -------------------------------- --------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date (x) Conversion or cash voting rights rights
Period (xi) Settlement
(xii)
------------------- ------------------ ------------ ------------------
CFD N/A N/A Cash 86,613 0.45%
------------------- ------------------ ------------ ------------------
SUBTOTAL
8.B.2 86,613 0.45%
------------ ------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary) (xiv)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
----------------------- --------------------- ------------------------
BlackRock, Inc.
----------------------- --------------------- ------------------------
Trident Merger,
LLC
----------------------- --------------------- ------------------------
BlackRock Investment
Management, LLC
----------------------- --------------------- ------------------------
BlackRock, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
2, Inc.
----------------------- --------------------- ------------------------
BlackRock Financial
Management, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
4, LLC
----------------------- --------------------- ------------------------
BlackRock Holdco
6, LLC
----------------------- --------------------- ------------------------
BlackRock Delaware
Holdings Inc.
----------------------- --------------------- ------------------------
BlackRock Institutional
Trust Company, National
Association
----------------------- --------------------- ------------------------
BlackRock, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
2, Inc.
----------------------- --------------------- ------------------------
BlackRock Financial
Management, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
4, LLC
----------------------- --------------------- ------------------------
BlackRock Holdco
6, LLC
----------------------- --------------------- ------------------------
BlackRock Delaware
Holdings Inc.
----------------------- --------------------- ------------------------
BlackRock Fund Advisors
----------------------- --------------------- ------------------------
BlackRock, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
2, Inc.
----------------------- --------------------- ------------------------
BlackRock Financial
Management, Inc.
----------------------- --------------------- ------------------------
BlackRock, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
2, Inc.
----------------------- --------------------- ------------------------
BlackRock Financial
Management, Inc.
----------------------- --------------------- ------------------------
BlackRock Capital
Holdings, Inc.
----------------------- --------------------- ------------------------
BlackRock Advisors,
LLC
----------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
BlackRock Regulatory Threshold Reporting Team
Jana Blumenstein
020 7743 3650
Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion 12 September 2023
----------------------------------------------
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the CALEDONIA MINING CORPORATION PLC
underlying issuer of existing shares
to which voting rights are attached
(ii) :
-----------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer X
------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify) (iii) :
------------------
3. Details of person subject to the notification obligation (iv)
Name BlackRock, Inc.
City and country of registered office Wilmington, DE, USA
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
-----------------------------------------------------------
City and country of registered office
(if applicable)
-----------------------------------------------------------
5. Date on which the threshold was 13/09/2023
crossed or reached (vi) :
-----------------------------------------------------------
6. Date on which issuer notified 14/09/2023
(DD/MM/YYYY):
-----------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) held in issuer
of 8. A) (total of 8.B (8.A + 8.B)
1 + 8.B 2) (vii)
----------------------- ------------------- ------------------ ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 3.28% 0.85% 4.13% 793,068
----------------------- ------------------- ------------------ ------------------
Position of
previous notification
(if
applicable) 2.63% 1.49% 4.12%
----------------------- ------------------- ------------------ ------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------
JE00BF0XVB15 629,581 3.28%
------------------ ------------------ -------------------------------- --------------
SUBTOTAL 8.
A 629,581 3.28%
-------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
------------------ ------------------ -------------------------------- --------------
Securities Lending N/A N/A 74,836 0.39%
------------------ ------------------ -------------------------------- --------------
SUBTOTAL 8. B
1 74,836 0.39%
------------------ -------------------------------- --------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date (x) Conversion or cash voting rights rights
Period (xi) Settlement
(xii)
------------------- ------------------ ------------ ------------------
CFD N/A N/A Cash 88,650 0.46%
------------------- ------------------ ------------ ------------------
SUBTOTAL
8.B.2 88,650 0.46%
------------ ------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary) (xiv)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
----------------------- --------------------- ------------------------
BlackRock, Inc.
----------------------- --------------------- ------------------------
Trident Merger,
LLC
----------------------- --------------------- ------------------------
BlackRock Investment
Management, LLC
----------------------- --------------------- ------------------------
BlackRock, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
2, Inc.
----------------------- --------------------- ------------------------
BlackRock Financial
Management, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
4, LLC
----------------------- --------------------- ------------------------
BlackRock Holdco
6, LLC
----------------------- --------------------- ------------------------
BlackRock Delaware
Holdings Inc.
----------------------- --------------------- ------------------------
BlackRock Institutional
Trust Company, National
Association
----------------------- --------------------- ------------------------
BlackRock, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
2, Inc.
----------------------- --------------------- ------------------------
BlackRock Financial
Management, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
4, LLC
----------------------- --------------------- ------------------------
BlackRock Holdco
6, LLC
----------------------- --------------------- ------------------------
BlackRock Delaware
Holdings Inc.
----------------------- --------------------- ------------------------
BlackRock Fund Advisors
----------------------- --------------------- ------------------------
BlackRock, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
2, Inc.
----------------------- --------------------- ------------------------
BlackRock Financial
Management, Inc.
----------------------- --------------------- ------------------------
BlackRock, Inc.
----------------------- --------------------- ------------------------
BlackRock Holdco
2, Inc.
----------------------- --------------------- ------------------------
BlackRock Financial
Management, Inc.
----------------------- --------------------- ------------------------
BlackRock Capital
Holdings, Inc.
----------------------- --------------------- ------------------------
BlackRock Advisors,
LLC
----------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
BlackRock Regulatory Threshold Reporting Team
Jana Blumenstein
020 7743 3650
Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion 14 September 2023
----------------------------------------------
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