TIDMDOCS

RNS Number : 4444V

Dr. Martens PLC

01 December 2023

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                          DR. MARTENS PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights                                                      X 
                                                                                                     ---- 
 Other (please specify) (iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                         IngreLux S.àr.l. 
 City and country of registered office                        Luxembourg 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                             -------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           01-Dec-2023 
  crossed or reached (vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified                             01-Dec-2023 
  (DD/MM/YYYY): 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        held in issuer 
                                of 8. A)           (total of 8.B                       (8.A + 8.B) 
                                                    1 + 8.B 2)                         (vii) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               38.102%             0.000%                 38.102%         369,942,440 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)              37.190%             0.000%                 37.190% 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of             Number of voting rights                       % of voting rights 
  shares                    (ix) 
  ISIN code (if 
  possible) 
                                  Direct                Indirect               Direct             Indirect 
                                 (DTR5.1)              (DTR5.2.1)              (DTR5.1)           (DTR5.2.1) 
                                                 --------------------- 
 GB00BL6NGV24              369,942,440                                   38.102% 
                          ---------------------  ---------------------  --------------------  ---------------- 
 
 
 SUBTOTAL 8. 
  A                                        369,942,440                                  38.102% 
                          --------------------------------------------  -------------------------------------- 
 
 B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
 Type of financial         Expiration   Exercise/                  Number of voting            % of voting 
  instrument                date         Conversion Period          rights that may             rights 
                            (x)          (xi)                       be acquired if 
                                                                    the instrument 
                                                                    is 
                                                                    exercised/converted. 
                          -----------  -------------------------  --------------------------  ---------------- 
 
 
 
                                        SUBTOTAL 8. B 
                                         1 
                                       -------------------------  --------------------------  ---------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  DTR5.3.1R (1) (b) 
 Type of financial    Expiration        Exercise/         Physical           Number of         % of voting 
  instrument           date (x)          Conversion        or cash            voting rights     rights 
                                         Period (xi)       Settlement 
                                                           (xii) 
                     ----------------  ----------------  -----------------  ---------------- 
 
 
 
                                                          SUBTOTAL 
                                                           8.B.2 
                                                         -----------------  ---------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any 
  other undertaking(s) holding directly or indirectly an interest 
  in the (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting                                                X 
  rights and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (please add additional 
  rows as necessary) (xiv) 
  Ultimate controlling                               % of voting      % of voting rights         Total of both 
          person             Name of controlled      rights if it      through financial          if it equals 
                                 undertaking         equals or is        instruments if           or is higher 
                                                     higher than        it equals or is        than the notifiable 
                                                    the notifiable      higher than the             threshold 
                                                      threshold       notifiable threshold 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Holdings          Permira Advisers 
  Limited (chain            Group Holdings 
  1)                        Limited                100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Advisers 
  Group Holdings 
  Limited (chain           Permira V 
  1)                        G.P. Limited           100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira V G.P. 
  Limited (chain           Permira V 
  1)                        G.P. L.P.              0                 0                       0.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira V G.P.            Permira V 
  L.P. (chain 1)            L.P. 2                 0                 0                       0.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira V L.P.            IngreLux S.à 
  2 (chain 1)               r.l. **                78.06             0                       78.06% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 IngreLux S.à 
  r.l. ** (chain           Dr. Martens 
  1)                        plc                    38.102            0                       38.10% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Holdings          Permira Advisers 
  Limited (chain            Group Holdings 
  2)                        Limited                100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Advisers 
  Group Holdings 
  Limited (chain           Permira V 
  2)                        G.P. Limited           100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira V G.P. 
  Limited (chain           Permira V 
  2)                        G.P. L.P.              0                 0                       0.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira V G.P.            P5 SUB L.P. 
  L.P. (chain 2)            1                      0                 0                       0.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 P5 SUB L.P. 1             IngreLux S.à 
  (chain 2)                 r.l. **                17.08             0                       17.08% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 IngreLux S.à 
  r.l. ** (chain           Dr. Martens 
  2)                        plc                    38.102            0                       38.10% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Holdings          Permira Advisers 
  Limited (chain            Group Holdings 
  3)                        Limited                100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Advisers 
  Group Holdings 
  Limited (chain           Permira V 
  3)                        G.P. Limited           100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira V G.P. 
  Limited (chain           Permira V 
  3)                        G.P. L.P.              0                 0                       0.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira V G.P.            P5 Co-Investment 
  L.P. (chain 3)            L.P. *                 0                 0                       0.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 P5 Co-Investment 
  L.P. * (chain            IngreLux S.à 
  3)                        r.l. **                1.22              0                       1.22% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 IngreLux S.à 
  r.l. ** (chain           Dr. Martens 
  3)                        plc                    38.102            0                       38.10% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Holdings          Permira Advisers 
  Limited (chain            Group Holdings 
  4)                        Limited                100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Advisers 
  Group Holdings 
  Limited (chain           Permira V 
  4)                        G.P. Limited           100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira V G.P. 
  Limited (chain           Permira V 
  4)                        G.P. L.P.              0                 0                       0.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
                           Permira V 
 Permira V G.P.             I.A.S. L.P. 
  L.P. (chain 4)            *                      0                 0                       0.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira V I.A.S. 
  L.P. * (chain            IngreLux S.à 
  4)                        r.l. **                0.52              0                       0.52% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 IngreLux S.à 
  r.l. ** (chain           Dr. Martens 
  4)                        plc                    38.102            0                       38.10% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Holdings          Permira Advisers 
  Limited (chain            Group Holdings 
  5)                        Limited                100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Advisers 
  Group Holdings 
  Limited (chain           Permira V 
  5)                        G.P. Limited           100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira V G.P. 
  Limited (chain           P5 CIS S.à.r.l. 
  5)                        *                      100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 P5 CIS S.à.r.l.      IngreLux S.à 
  * (chain 5)               r.l. **                0.18              0                       0.18% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 IngreLux S.à 
  r.l. ** (chain           Dr. Martens 
  5)                        plc                    38.102            0                       38.10% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Holdings          PILI Portfolio 
  Limited (chain            S.à.r.l. 
  6)                        RAIF *                 61.69             0                       61.38% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 PILI Portfolio 
  S.à.r.l.            Permira Investments 
  RAIF * (chain             Management 
  6)                        Limited                100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Investments 
  Management Limited       PIL Investments 
  (chain 6)                 LLP *                  0                 0                       0.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 PIL Investments 
  LLP * (chain             Permira Nominees 
  6)                        Limited *              100               0                       100.00% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Permira Nominees 
  Limited * (chain         IngreLux S.à 
  6)                        r.l. **                2.94              0                       2.94% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 IngreLux S.à 
  r.l. ** (chain           Dr. Martens 
  6)                        plc                    38.102            0                       38.10% 
                          ----------------------  ----------------  ----------------------  ----------------------- 
 Notes: 
  * Entity does 
  not itself have 
  a notifiable 
  interest 
  ** IngreLux S.à 
  r.l. holds directly 
  in Dr. Martens 
  plc, all other 
  entities listed 
  above hold indirectly 
  through IngreLux 
  S.àr.l.. 
                                                  ----------------  ----------------------  ----------------------- 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                                    ----------------------------------------------- 
 The number and % of voting rights held 
                                                                    ----------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                                    ----------------------------------------------- 
 
 11. Additional information (xvi) 
 As a result of the decreased number of total ordinary shares in the 
  company due to the share buyback programme it commenced on 14 July 2023, 
  our holdings in the company crossed the 38% notifiable threshold. 
 
 
 
 Place of completion   Luxembourg 
 Date of completion    01-Dec-2023 
                      ------------ 
 

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