General Electric Company Director/PDMR Shareholding (2798P)
November 16 2016 - 1:00AM
UK Regulatory
TIDMGEC
RNS Number : 2798P
General Electric Company
16 November 2016
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 --------------------------------
OMB Number: 3235-0104
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Estimated average burden
hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 --------------------------------
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Reporting Requiring GENERAL ELECTRIC CO [ GE ]
Person(*)MOLLENKOPF STEVEN M Statement
(Month/Day/Year)
(Last) (First) (Middle) 11/04/2016
GENERAL ELECTRIC COMPANY
41 FARNSWORTH STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
---------------------------- ---------------- ------------------------------------------------------------------------------------------------------------------------------------------------------------------
4. Relationship of Reporting Person(s) to Issuer 5. If Amendment, Date of Original Filed (Month/Day/Year)
(Check all applicable)X Director 10% Owner
Officer (give title below) Other (specify below)
---------------------------- ---------------- ---------------------------------------------------------------- ------------------------------------------------------------------------------------------------
6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Form filed by More than One Reporting Person
---------------------------- ---------------- ---------------------------------------------------------------- ------------------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Beneficially Owned
----------------------------------------------------------------------------------------------------------------------
1. Title of Security (Instr. 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect
4) Beneficially Owned (Instr. (D) or Indirect (I) (Instr. Beneficial Ownership (Instr.
4) 5) 5)
---------------------------- ---------------------------- ---------------------------- ----------------------------
No securities are 0 D
benefically owned
---------------------------- ---------------------------- ---------------------------- ----------------------------
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
----------------------------------------------------------------------------------------------------------------------
1. Title of 2. Date Exercisable and 3. Title and Amount of 4. 5. Ownership 6. Nature of
Derivative Expiration Date Securities Underlying Conversion Form: Direct Indirect
Security (Month/Day/Year) Derivative Security (Instr. or Exercise (D) or Beneficial
(Instr. 4) 4) Price of Indirect (I) Ownership
Derivative (Instr. 5) (Instr. 5)
Security
------------- ------------------------------- --------------------------- ------------ ------------ -------------
Amount or
Date Number of
Exercisable Expiration Date Title Shares
------------- ------------- ---------------- ------------- ------------ ------------ ------------ -------------
Explanation of Responses:
Remarks:
Brian Sandstrom on behalf of Steven M. Mollenkopf 11/14/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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