Surface Transforms PLC Holding(s) in Company (4693S)
November 06 2019 - 4:01AM
UK Regulatory
TIDMSCE
RNS Number : 4693S
Surface Transforms PLC
06 November 2019
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (i)
1. Identity of the issuer or the SURFACE TRANSFORMS PLC
underlying issuer of existing shares
to which voting rights are attached:
(ii)
2 Reason for the notification (please tick the appropriate box
or boxes):
An acquisition or disposal of voting rights x
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already
issued to which voting rights are attached
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please
specify):
---------------------------------------------------------------
3. Full name of person(s) subject Maunby Investment Management
to the notification obligation: Ltd
(iii)
4. Full name of shareholder(s) Maunby Nominees Limited
(if different from 3.): (iv)
-----------------------------
5. Date of the transaction and date 20/03/2019
on which the threshold is crossed
or reached: (v)
-----------------------------
6. Date on which issuer notified: 22/03/2019
-----------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 3%
-----------------------------
8. Notified details: Nominee Shareholding -breakdown
A: Voting rights attached to shares (viii, ix)
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------------------------- ---------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
--------------------- ---------- ----------- --------------------- ---------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------------- ---------- ----------- ---------- --------- --------- ----------
GB0002892528 2,992,411 2,992,411 4,611,280 4,611,280 3.39%
--------------------- ---------- ----------- ---------- --------- --------- ----------
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion rights that rights
Period (xiv) may be
acquired if
the
instrument is
exercised/ converted.
------------- -------------- ----------------------- ------------
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
--------- ----------- ------------ ------------------- ----------------
Nominal Delta
--------- ----------- ------------ ------------------- -------- ------
Total (A+B+C)
Number of voting rights Percentage of voting rights
----------------------------
4,611,280 3.39%
----------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
Proxy Voting:
10. Name of the proxy holder: Maunby Nominees Limited
-------------------------
11. Number of voting rights proxy
holder will cease to hold:
-------------------------
12. Date on which proxy holder will
cease to hold voting rights:
-------------------------
13. Additional information: Maunby Nominees Limited has
bought 1,618,869 shares in
the recent placing.
14. Contact name: Marie Thompson
----------------------------
15. Contact telephone number: 01423 523 553
----------------------------
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END
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