Barclays PLC Form 8.5 (EPT/NON-RI) SECURE INCOME REIT PLC (1565P)
June 16 2022 - 5:22AM
UK Regulatory
TIDMBARC TIDMSIR
RNS Number : 1565P
Barclays PLC
16 June 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal BARCLAYS CAPITAL SECURITIES
trader: LTD
--------------------------------------------
(b) Name of offeror/offeree in relation SECURE INCOME REIT PLC
to whose
------------------------------------------
relevant securities this form
relates:
------------ ---------------------------------------------------------- ---------- -------------- --------------
(c) Name of the party to the offer LXI REIT PLC
with which exempt
------------------------------------------
principal trader is connected
------------ -------------------------------------------- ------------ ---------- -------------- --------------
(d) Date position held/dealing undertaken: 15 June 2022
------------ ---------------------------------------------------------- ------------------------------------------
(e) In addition to the company in YES:
1(b) above, is the exempt principal
trader making disclosures in respect LXI
of any other party to the offer? REIT
PLC
------------ ---------------------------------------------------------- ---------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following
the dealing (if any)
Class of relevant security: 10p ordinary
-------------------------- --------------------------
Interests Short Positions
-------------------------- --------------------------
Number (%) Number (%)
-------------------------------------------- ------------ ------------ ---------- --------------
(1) Relevant securities
owned
and/or controlled: 1,481,698 0.46% 40,535 0.01%
(2) Cash-settled derivatives:
75,711 0.02% 1,471,731 0.45%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,557,409 0.48% 1,512,266 0.47%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
---------------------------------------------------------- --------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
---------------------------------------------------------- --------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
------------ ------------------------------ ------------ ------------ ---------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
------------ ------------- --------------- ------------ ------------ ---------- -------------- --------------
10p ordinary Purchase 17,881 4.6853 4.6807
GBP GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary Sale 16,946 4.6861 4.6827
GBP GBP
----------------------------- ------------------------ -------------- --------------
(b) Cash-settled derivative transactions
------------ ---------------------------------------------------------- ---------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
------------ ------------- --------------- ------------ ------------ ---------- -------------- --------------
10p ordinary SWAP Decreasing Short 357 4.6861
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Decreasing Short 766 4.6825
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Decreasing Short 855 4.6850
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Decreasing Short 964 4.6863
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Decreasing Short 2,115 4.6823
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Increasing Long 331 4.6862
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary SWAP Increasing Short 2,115 4.6823
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary CFD Increasing Short 3,997 4.6827
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary CFD Increasing Short 4,708 4.6850
GBP
----------------------------- ------------------------ -------------- --------------
10p ordinary CFD Increasing Short 15,000 4.6822
GBP
----------------------------- ------------------------ -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- --------------- ------------ ------------ ---------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
------------ ------------- --------------- ------------ -------------- --------------
(d) Other dealings (including subscribing
for new securities)
Class Nature of Details Price
of relevant Dealings per unit
(if
security applicable)
------------ ------------- --------------- ------------ -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
---------------------------------------------------------------------------------------------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
---------------------------------------------------------- ------------ ---------- -------------- --------------
NONE
--------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open YES
Positions) attached?
--------------------------------------------------------
Date of disclosure: 16 Jun
2022
Contact name: Large Holdings Regulatory
Operations
Telephone number: 020 3134 7213
------------------------ -------------- --------------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose BARCLAYS CAPITAL SECURITIES LTD
positions/dealings
are being disclosed:
-------------------------------------------- ------------
Name of offeror/offeree in relation SECURE INCOME REIT PLC
to whose
--------------------------------------------------------
relevant securities this from
relates:
---------------------------------------------------------- ------------ ---------- -------------- --------------
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per
unit
security varying to which
etc
option
relates
------------ ------------- --------------- ------------ ------------ ---------- -------------- --------------
16 Jun
10p ordinary Call Options Purchased 75,000 4.2516 European 2022
--------------- ------------ ------------ ---------- -------------- --------------
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the interest
or position can be fully
understood:
--------------------------- --------------- ------------ ------------ ---------- -------------- --------------
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