Securities Registration: Employee Benefit Plan (s-8)
December 19 2016 - 11:41AM
Edgar (US Regulatory)
As filed with the Securities
and Commission on December 19, 2016
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Registration No. 333-196583
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
S-8
REGISTRATION
STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Atlas
Technology International, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
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47-1391708
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(State
or other jurisdiction of
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(IRS
Employer
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Incorporation
or organization)
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Identification
No.)
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15260
Ventura Boulevard, Suite 1010
Sherman
Oaks, California
(Address
of Principal Executive Offices)
Atlas
Technology International, Inc. 2016 Equity Incentive Plan
(Full
title of the plan)
Matthew
Tsai
c/o
Atlas Technology International, Inc.
15260
Ventura Boulevard, Suite 1010
Sherman
Oaks, California
888-992-8527
(Name,
address, and telephone number, including area code, of agent for service)
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller
reporting company. See the definitions of “large accelerated filer”, “accelerated filer” and “smaller
reporting company” in Rule 12b-2 of the Exchange Act.
(Check
one):
Large accelerated
filer ☐
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Accelerated
filer ☐
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Non-accelerated filer ☐
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Smaller reporting company ☒
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(Do not check if a
smaller reporting company)
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CALCULATION
OF REGISTRATION FEE
Title
of securities to be registered
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Amount
To be Registered (1)
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Proposed
maximum offering price per share (2)
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Proposed
maximum aggregate offering price (2)
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Amount
of registration fee (2)
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Common
Stock
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6,000,000
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$
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0.01
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$
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60,000.00
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$
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6.95
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(1)
Pursuant to Rule 416(a) under the Securities Act of 1933, as amended, there are also being registered such additional shares of
Common Stock that become available under the foregoing plan in connection with changes in the number of shares of outstanding
Common Stock because of events such as recapitalizations, stock dividends, stock splits and reverse stock splits effected without
receipt of consideration.
(2)
Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(h) of the Securities Act of 1933, as
amended. The proposed maximum offering price per share, proposed maximum aggregate offering price and amount of registration
fee were computed based upon the most recent offering price of the Company’s common stock as reported in its most recent
quarterly report on Form 10-Q. There is no current market for our common stock.
PART
I
INFORMATION
REQUIRED IN THE SECTION 10(a) PROSPECTUS
The
document(s) containing the information specified in Part I will be sent or given to employees as specified by Rule 428(b)(1). Such
documents are not being filed with the Securities and Exchange Commission either as part of this Registration Statement or as
prospectuses or prospectus supplements pursuant to Rule 424. Such documents and the documents incorporated by
reference in this Registration Statement pursuant to Item 3 of Part II of this Form, taken together, constitute a prospectus that
meets the requirements of Section 10(a) of the 1933 Act.
Item
1.
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Plan Information.
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Not
required to be filed with this Registration Statement.
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Item
2.
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Registrant Information
and Employee Plan Annual Information.
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Not required to be
filed with this Registration Statement.
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PART
II
Item
3.
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Incorporation of
Documents by Reference.
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The
following documents have been previously filed by Atlas Technology International, Inc. (the “
Company
”) with
the SEC and are hereby incorporated by reference into this Registration Statement and shall be deemed a part hereof:
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(a)
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The
Annual Report of the Company on Form 10-K for the fiscal year ended June 30, 2016, filed
with the SEC on September 27, 2016.
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(b)
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The
Quarterly Report of the Company on Form 10-Q for the quarter ended September 30, 2016,
filed with the SEC on November 14, 2016.
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(c)
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The
Quarterly Report of the Company on Form 10-Q for the quarter ended April 30, 2016, filed
with the SEC on June 20, 2016.
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(d)
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The
Quarterly Report of the Company on Form 10-Q for the quarter ended January 31, 2016,
filed with the SEC on March 9, 2016.
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(e)
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The
Quarterly Report of the Company on Form 10-Q for the quarter ended October 31, 2015,
filed with the SEC on January 14, 2016.
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(f)
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The
Company's Current Reports on Form 8-K filed with the SEC on December 19, 2016, October
3, 2016, July 11, 2016, and June 13, 2016; and
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(g)
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The
description of the Company’s common stock contained in its registration statement
on Form S-1/A filed with the SEC on May 26, 2016 including any amendment or report filed
with the SEC for the purpose of updating such description of Common Stock.
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All
documents filed by the Company pursuant to Section 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended
(the “
Exchange Act
”), after the date of this Registration Statement and prior to
the filing of
a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then
remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be part hereof from the
date of filing of such documents.
Any
statement contained in a document incorporated or deemed to be incorporated by reference in this Registration Statement shall
be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein,
or in any other subsequently filed document which also is or is deemed to be incorporated by reference herein, modifies or supersedes
such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to
constitute a part of this Registration Statement. Any Current Report on Form 8-K that is furnished to the SEC but not filed
with the SEC is not deemed incorporated by reference into this Registration Statement.
Item
4.
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Description of Securities
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Not
applicable.
Item
5.
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Interests of Named
Experts and Counsel
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Not
applicable.
Item
6.
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Indemnification
of Directors and Officers
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The
bylaws of the Company provide that the Company is required and permitted to indemnify its officers and directors, fiduciaries
and agents, under certain circumstances, to the fullest extent now and hereafter permitted by law. In addition, if
permitted by law, the Company is required to advance expenses to its officers and directors as reasonably incurred in connection
with proceedings against them, in their capacity as a director or officer, for which they may be indemnified upon receipt of an
affirmation and undertaking by or on behalf of such director or officer, to repay such amount if it shall ultimately be determined
that such person is not entitled to indemnification. At present, the Company is not aware of any pending or threatened
litigation or proceeding involving a director, officer, employee or agent of the Company in which indemnification would be required
or permitted. The Company’s by-laws provide that the Company has the authority, to the maximum extent permitted by law,
to purchase and maintain insurance providing such indemnification.
Note.
Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers or controlling
persons of the Company pursuant to the foregoing provisions, or otherwise, the Company has been advised that in the opinion of
the SEC such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable.
Item
7.
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Exemption from Registration
Claimed
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Not
Applicable.
Exhibit
No.
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Description
of Exhibit
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3.1
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Amended
Articles of Incorporation (incorporated by reference herein from the Company’s current report on Form 8-K/A filed on
September 14, 2016)
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3.2
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Bylaws
(incorporated by reference herein from the Company’s registration statement on Form S-1 filed on December 11, 2014)
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5.1
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Opinion
of Legal & Compliance (filed herewith)
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23.1
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Consent
of Counsel (contained in opinion filed as Exhibit 5.1 hereto)
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23.2
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Consent
of
MaloneBailey, LLP
(filed herewith)
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99.1
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ATLAS
TECHNOLOGY INTERNATIONAL, INC. 2016 Equity Incentive Plan (filed herewith)
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(a)
The Company hereby undertakes:
(1)
To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement:
(i)
To include any prospectus required by Section 10(a)(3) of the Securities Act;
(ii)
To reflect in the prospectus any facts or events arising after the effective date of this Registration Statement (or the most
recent post-effective amendment hereof) which, individually or in the aggregate, represent a fundamental change in the information
set forth in this Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities
offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the
low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the SEC pursuant
to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a twenty percent (20%) change in the
maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective Registration
Statement; and
(iii)
To include any material information with respect to the plan of distribution not previously disclosed in this Registration Statement
or any material change to such information in this Registration Statement;
PROVIDED,
HOWEVER, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the information required to be included in a post-effective
amendment by those paragraphs is contained in reports filed with or furnished to the SEC by the Company pursuant to Section 13
or 15(d) of the Exchange Act that are incorporated by reference in this Registration Statement.
(2)
That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed
to be a new registration statement relating to the securities offered therein, and the offering of such securities at the time
shall be deemed to be the initial
bona fide
offering thereof.
(3)
To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold
at the termination of the offering.
(b)
The Company hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Company’s
annual report pursuant to Section 13(a) or 15(d) of the Exchange Act that is incorporated by reference in this Registration Statement
shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities
at that time shall be deemed to be the initial
bona fide
offering thereof.
(c)
Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling
persons of the Company pursuant to the foregoing provisions, or otherwise, the Company has been advised that in the opinion of
the SEC such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In
the event that a claim for indemnification against such liabilities (other than the payment by the Company of expenses incurred
or paid by a director, officer or controlling person of the Company in the successful defense of any action, suit or proceeding)
is asserted by such director, officer or controlling person in connection with the securities being registered, the Company will,
unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction
the question whether such indemnification by the Company is against public policy as expressed in the Securities Act and will
be governed by the final adjudication of such issue.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it
meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf
by the undersigned, thereunto duly authorized, in the City of Sherman Oaks, State of California, on December 19, 2016.
ATLAS
TECHNOLOGY INTERNATIONAL, INC.
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By:
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/s/
Ming-Shu Tsai
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Ming-Shu Tsai
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Chief Executive
Officer
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POWER
OF ATTORNEY
KNOW
ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Ming-Shu Tsai (with full power
to act alone), as his true and lawful attorneys-in-fact and agents, with full power of substitution, for him and in his name,
place, and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration
Statement, and to file the same with all exhibits thereto, and other documents in connection therewith, with the Commission, granting
unto such attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and ratifying
and confirming all that such attorney-in-fact and agent or his substitute or substitutes may lawfully do or cause to be done by
virtue hereof.
Pursuant
to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities
indicated on December 19, 2016.
Signature
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Title
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Date
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/s/
Ying-Chien Lin
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Chairman and Director
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December 19,
2016
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Ying-Chien Lin
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Signature
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Title
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Date
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/s/
Jing Zhou
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Chief Financial Officer
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December 19,
2016
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Jing Zhou
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Signature
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Title
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Date
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/s/
Yi-An Chen
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Chief Technology Officer
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December 19, 2016
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Yi-An Chen
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