Smart Move, Inc. - Initial Statement of Beneficial Ownership (3)
September 17 2008 - 6:37PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MCGONEGAL JEFFREY
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/15/2008
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3. Issuer Name
and
Ticker or Trading Symbol
SMART MOVE, INC. [MVE]
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(Last)
(First)
(Middle)
??1905 WEST VALLEY VISTA DRIVE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
CASTLE ROCK, CO 80109
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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34760
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D
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Common Stock
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3000
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I
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IRA Holdings
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Common Stock
(2)
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13528
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Warrants
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12/6/2006
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12/7/2011
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Common Stock
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5000
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$7.50
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D
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Warrants
(1)
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6/30/2008
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6/30/2013
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Common Stock
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62500
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$.80
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D
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Convertible Note
(1)
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6/11/2008
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6/9/2011
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Common Stock
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62500
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$.40
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D
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Warrants
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12/6/2006
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12/7/2011
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Common Stock
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13500
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$7.50
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I
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IRA Holdings
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Explanation of Responses:
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(
1)
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Purchase of private placement of a unit consisting of a $25,000 convertible note and 62,500 common stock purchase warrants
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(
2)
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Director Stock Grant, for 2008
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MCGONEGAL JEFFREY
??1905 WEST VALLEY VISTA DRIVE
CASTLE ROCK, CO 80109
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X
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Signatures
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/s/ Jeff McGonegal
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9/16/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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