- Amended Statement of Beneficial Ownership (3/A)
October 13 2009 - 4:59PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Richardson Julie
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2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2009
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3. Issuer Name
and
Ticker or Trading Symbol
Stream Global Services, Inc. [OOO]
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(Last)
(First)
(Middle)
C/O STREAM GLOBAL SERVICES, INC., 20 WILLIAM STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
WELLESLEY, MA 02481
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
10/5/2009
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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13460624
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I
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By Providence Equity Fund
(1)
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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13,460,624 shares of voting common stock are directly held by EGS Dutchco B.V. ("EGS Dutchco"). With respect to such shares,
on October 1, 2009, EGS Dutchco received 9,540,624 shares of voting common stock and 3,920,000 shares of non-voting common
stock. On October 2, 2009, the 3,920,000 shares of non-voting common stock were converted into voting common stock.
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(
2)
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The Providence Equity Fund referred to herein is Providence Equity Partners VI International L.P. Ms. Richardson is a
Managing Director of Providence Equity Partners, LLC, an affiliate of the Providence Equity Fund. The Providence Equity
Fund may be deemed to indirectly beneficially own the securities described in footnote (1) above as it is the parent company
of EGS Luxco S.ar.l., which is the parent company of EGS Dutchco. Ms. Richardson disclaims beneficial ownership of these
securities and this report shall not be deemed an admission that she is the beneficial owner of such securities for the
purposes of Section 16 or for any other purpose, except to the extent of her pecuniary interest therein.
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Remarks:
* This Form 3 is amended to revise the information set forth in Table I and the explanation of responses.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Richardson Julie
C/O STREAM GLOBAL SERVICES, INC.
20 WILLIAM STREET
WELLESLEY, MA 02481
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X
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Signatures
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/s/ Julie Richardson
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10/13/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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