Current Report Filing (8-k)
April 08 2016 - 8:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
____________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest
event reported): April 7, 2016
ALLIANCE FIBER OPTIC
PRODUCTS, INC.
(Exact name of registrant as specified in its charter)
Delaware
|
0-31857
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77-0554122
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(State or other
jurisdiction
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(Commission
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(IRS
Employer
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of
incorporation)
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File Number)
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Identification
No.)
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275
Gibraltar Drive, Sunnyvale, California
|
|
94089
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(Address of principal
executive offices)
|
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(Zip
Code)
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Registrants telephone number,
including area code:
(408) 736-6900
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions:
☐
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
☐
|
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR
240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR
240.13e-4(c))
|
Item 2.02 Results of
Operations and Financial Condition.
On April 7, 2016, Alliance
Fiber Optic Products, Inc. (AFOP) issued a press release announcing certain preliminary
financial results for the first fiscal quarter ended March 31, 2016. A copy of
the press release is furnished herewith as Exhibit 99.1.
Additional Information and
Where to Find It
The tender offer described in this
communication has not yet commenced. Neither this communication nor the
information incorporated herein by reference is an offer to purchase or a
solicitation of an offer to sell any shares or any other securities of AFOP. On
the commencement date of the tender offer, Apricot Merger Company and Corning Incorporated will file a Tender
Offer Statement on Schedule TO (Schedule TO), including an offer to purchase,
a letter of transmittal and related documents, with the United States Securities
and Exchange Commission (the SEC). Thereafter, AFOP will file a
Solicitation/Recommendation Statement on Schedule 14D-9 (Schedule 14D-9) with
the SEC.
Security holders are
urged to read, carefully and in their entirety, both the Schedule TO and the
Schedule 14D-9 regarding the tender offer, each as may be amended from time to time,
and any other documents relating to the tender offer that are filed with the SEC, when
they become available because they will contain important information relevant
to making any decision regarding tendering shares.
These materials will be made available free of
charge on the Investor Relations section of AFOPs website at
http://investor.afop.com/sec.cfm
when available. In addition, all of these
materials (and all other materials filed by AFOP with the SEC) will be available
at no charge from the SEC through its website at www.sec.gov. Security holders
may also obtain free copies of the documents filed by AFOP with the SEC by
contacting Investor Relations at AFOP at 275 Gibraltar Drive, Sunnyvale,
California 94089; telephone number (408) 736-6900.
Item 9.01 Financial
Statements and Exhibits.
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(d)
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Exhibits
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99.1
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Press release issued by
Alliance Fiber Optic Products, Inc. dated April 7, 2016.
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this
report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: April 7, 2016
ALLIANCE FIBER OPTIC
PRODUCTS, INC.
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|
|
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By
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/s/ Peter C.
Chang
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Name: Peter C.
Chang
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Title:
President and Chief Executive Officer
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ALLIANCE FIBER OPTIC PRODUCTS,
INC.
EXHIBIT INDEX
Exhibit
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|
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Number
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Description
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99.1
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Press release issued by Alliance Fiber Optic Products, Inc.
dated April 7, 2016.
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