Current Report Filing (8-k)
May 04 2020 - 11:52AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 29,
2020
CHINA RECYCLING ENERGY CORPORATION
(Exact name of registrant as specified in
charter)
Nevada
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001-34625
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90-0093373
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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4/F,
Tower C
Rong Cheng Yun Gu Building
Keji 3rd Road, Yanta District
Xi’an City, Shaanix Providence, China
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710075
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (86-29)
8765-1097
N/A
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(Former name or former address, if changed since last report)
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Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.001 per share
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CREG
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Nasdaq Stock Market
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Section 7 – Regulation FD
Item
7.01 Regulation FD Disclosure.
On May 4, 2020, China Recycling Energy Corporation (the "Company")
issued a press release with respect to the letter received on April 29, 2020 from the Listing Qualifications Department of the
Nasdaq Stock Market Inc. (the “Nasdaq”). The text of the press release is furnished as Exhibit 99.1 and incorporated
herein by reference.
The information in this Item 7.01 of this Current Report, including
Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for the purposes of Section 18 of
the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor shall it be deemed incorporated by reference
in any of the Company’s filings under the Securities Act, or the Exchange Act, whether made before or after the date hereof,
except as shall be expressly set forth by specific reference to this Form 8-K in such filing.
Cautionary Statements
This filing includes “forward-looking statements.”
All statements other than statements of historical facts included or incorporated herein may constitute forward-looking statements.
Actual results could vary significantly from those expressed or implied in such statements and are subject to a number of risks
and uncertainties. Although the Company believes that the expectations reflected in the forward-looking statements are reasonable,
the Company can give no assurance that such expectations will prove to be correct. The forward-looking statements involve risks
and uncertainties that affect the Company’s operations, financial performance, and other factors as discussed in the Company’s
filings with the Securities and Exchange Commission (“SEC”). Among the factors that could cause results to differ materially
are those risks discussed in the periodic reports the Company files with the SEC. You are urged to carefully review and consider
the cautionary statements and other disclosures made in those filings, specifically those under the heading “Risk Factors.”
The Company does not undertake any duty to update any forward-looking statement except as required by law.
Section 8 - Other Events
Item 8.01 Other Events.
On April 29, 2020, the Company received a letter from Nasdaq
confirming that the Company regained compliance with the minimum bid price requirement set forth in Rule 5550(a)(2) of the Nasdaq
Listing Rules. For ten consecutive business days, beginning from April 15, 2020 to April 28, 2020, the closing bid price of the
Company’s common stock has been at $1.00 per share or greater, and therefore the Company has regained compliance with the
minimum bid price requirement.
Item 9.01. Financial Statements and
Exhibits
(d) Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
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CHINA RECYCLING ENERGY CORPORATION
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Date: May 4, 2020
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By:
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/s/ Yongjiang Shi
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Yongjiang Shi
Chief Financial Officer
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