Fidelity Bond Filed Pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940 (40-17g)
December 07 2020 - 3:29PM
Edgar (US Regulatory)
Capital Southwest Corporation
5400 Lyndon B. Johnson Freeway, Suite 1300
Dallas, TX 75240
December 7, 2020
VIA EDGAR
U.S. Securities and Exchange Commission
100 F Street, N.E,
Washington, D.C. 20549-0506
Re: Capital Southwest Corporation - Rule 17g-1(g) Fidelity Bond Filing
Ladies and Gentlemen:
On behalf of Capital Southwest Corporation (the "Company"), enclosed herewith for filing, pursuant to Rule 17g-1(g) under the Investment Company Act of 1940, as amended, is a copy of the following materials:
1.A Certificate of the Secretary of the Company, which attaches a copy of the resolutions of the Board of Directors approving the amount, type, form and coverage of the Fidelity Bond and a statement as to the period for which premiums have been paid; and
2.A copy of the Fidelity Bond covering the Company.
If you have any questions regarding this submission, please do not hesitate to call me at (214) 238-5700.
Very truly yours,
/s/ Michael S. Sarner
Michael S. Sarner
Chief Financial Officer, Chief Compliance
Officer, Secretary and Treasurer
Capital Southwest (NASDAQ:CSWC)
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