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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 7, 2024

 

img153280975_0.jpg

 

Great Lakes Dredge & Dock Corporation

(Exact name of registrant as specified in its charter)

 

 

Delaware

001-33225

(Commission File Number)

20-5336063

(State or other jurisdiction of

incorporation)

(I.R.S. Employer

Identification No.)

 

 

9811 Katy Freeway, Suite 1200, Houston, TX

77024

(Address of principal executive offices)

(Zip Code)

(346) 359-1010

(Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock (Par Value $0.0001)

GLDD

Nasdaq Stock Market, LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

Item 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics.

 

On November 7, 2024, the board of directors of Great Lakes Dredge & Dock Corporation (the “Company”), upon the recommendation of the Nominating, Corporate Governance and Sustainability Committee, amended certain provisions of its Code of Business Conduct and Ethics (the “Code of Conduct”). The Code of Conduct applies to all of the Company’s employees, including the Company’s principal executive officer, principal financial officer, principal accounting officer, controller, and persons performing similar functions. The Company reviews the Code of Conduct periodically and amends the Code of Conduct as appropriate.

The revised Code of Conduct, among other things, modernizes references to technology tools and electronic business records, adds cybersecurity considerations and best practices, bolsters conflicts of interest policies to include organizational conflicts of interest, and clarifies and elaborates on obligations to avoid bribery and kickbacks.

The foregoing summary is subject to and qualified in its entirety by reference to the full text of the Code of Conduct, which can be found on the Company’s website at www.gldd.com under “Investors - Investors - Corporate Governance - Code of Business Conduct.”

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

GREAT LAKES DREDGE & DOCK CORPORATION

 

 

 

By:

/s/Vivienne R. Schiffer

 

Vivienne R. Schiffer

 

Senior Vice President, Chief Legal Officer, Chief Compliance Officer and Corporate Secretary

 

Date: November 12, 2024

 

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Cover
Nov. 07, 2024
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Document Type 8-K
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Document Period End Date Nov. 07, 2024
Entity File Number 001-33225
Entity Registrant Name Great Lakes Dredge & Dock Corporation
Entity Central Index Key 0001372020
Entity Tax Identification Number 20-5336063
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 9811 Katy Freeway, Suite 1200
Entity Address, City or Town Houston
Entity Address, State or Province TX
Entity Address, Postal Zip Code 77024
City Area Code 346
Local Phone Number 359-1010
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Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock (Par Value $0.0001)
Trading Symbol GLDD
Security Exchange Name NASDAQ
Entity Emerging Growth Company false
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