- Current report filing (8-K)
November 02 2011 - 3:23PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the
Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported): October 28, 2011
EMPIRE RESORTS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-12522
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13-3714474
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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c/o Monticello Casino and Raceway, Route 17B,
P.O. Box 5013, Monticello, NY
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12701
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (845) 807-0001
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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As
previously reported in a Current Report on Form 8-K, dated August 11, 2011, Empire Resorts, Inc. (the Company) received a Nasdaq Staff Determination Letter on August 16, 2011 indicating that the Company failed to comply with
the minimum bid price requirement for continued listing and that the Companys common stock was, therefore, subject to delisting from The Nasdaq Global Market. The Company requested a hearing before a Nasdaq Hearings Panel (the
Panel) to review the Staff Determination, which request stayed the suspension of the Companys common stock, and such hearing was held on October 6, 2011. The Company informed the Panel that it will ask shareholders to approve
a one-for-three reverse stock split in order to regain compliance with the minimum bid price requirement. On October 28, 2011, the Company was informed that the Panel granted the Companys request to remain listed on The Nasdaq Global
Market subject to our ability to evidence on or before December 31, 2011 a closing bid price of $1.00 or more for a minimum of ten prior consecutive trading days.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 2, 2011
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EMPIRE RESORTS, INC.
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By:
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/s/ Joseph A. DAmato
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Name:
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Joseph A. DAmato
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Title:
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Chief Executive Officer
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