- Statement of Changes in Beneficial Ownership (4)
December 21 2010 - 6:33PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WILLIAMS JOHN A
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2. Issuer Name
and
Ticker or Trading Symbol
RENTECH INC /CO/
[
RTK
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
3625 CUMBERLAND BOULEVARD, SUITE 400
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/17/2010
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(Street)
ATLANTA, GA 30339
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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2509915
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I
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By Northside Guaranty, LLC
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Common Stock
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3159156
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D
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Common Stock
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12/17/2010
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S
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700000
(1)
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D
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$1.23
(3)
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508582
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I
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By Nancy Ann Richardson Williams Children's Trust dated January 30, 1995
(1)
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Common Stock
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12/20/2010
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S
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508582
(1)
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D
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$1.26
(4)
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0
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I
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By Nancy Ann Richardson Williams Children's Trust dated January 30, 1995
(1)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option to Purchase
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$1.33
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11/13/2009
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11/12/2014
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Common Stock
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20000
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20000
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D
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Option to Purchase Common Stock
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$1.20
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(2)
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5/10/2016
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Common Stock
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26500
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26500
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D
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Explanation of Responses:
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(
1)
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The sales reported on this form were transacted by a trust for the benefit of the reporting person's children that is managed by a third-party trustee who has sole investment decision making authority. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16 or for any other purposes.
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(
2)
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The option vests on May 11, 2011, subject to the reporting person's continued service on the Company's board of directors, provided that the option shall be fully vested as of the date of the Company's 2011 Annual Meeting of Shareholders.
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(
3)
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The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.21 to $1.26, inclusive. The reporting person undertakes to provide the issuer, a security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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(
4)
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The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.29, inclusive. The reporting person undertakes to provide the issuer, a security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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WILLIAMS JOHN A
3625 CUMBERLAND BOULEVARD
SUITE 400
ATLANTA, GA 30339
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X
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Signatures
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/s/ Colin M. Morris, by power of attorney
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12/21/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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