Current Report Filing (8-k)
June 21 2019 - 4:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form
8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Act of 1934
Date
of Report (Date of earliest event reported): June 20, 2019
Synthesis
Energy Systems, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-33522
|
|
20-2110031
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(I.R.S.
Employer
Identification No.)
|
One
Riverway, Suite 1700
Houston, Texas
|
|
77056
|
(Address
of principal executive offices)
|
|
(
Zip
Code)
|
(713)
579-0600
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.07
|
Submission
of Matters to a Vote of Security Holders.
|
At
the annual meeting of the stockholders of Synthesis Energy Systems, Inc. for the year ended June 30, 2018, six directors were
elected for terms expiring on the date of the annual meeting for the year ended June 30, 2019. As to each nominee for director,
the results of the voting were as follows:
Name of Nominee
|
|
Number of Votes
Voted For
|
|
Number of Votes
Withheld
|
|
Number of Broker
Non-Votes
|
Lorenzo Lamadrid
|
|
2,759,381
|
|
318,782
|
|
4,821,612
|
Robert Rigdon
|
|
2,915,426
|
|
162,737
|
|
4,821,612
|
Denis Slavich
|
|
2,732,792
|
|
345,371
|
|
4,821,612
|
Harry Rubin
|
|
2,734,717
|
|
343,446
|
|
4,821,612
|
Xu, Ziwang
|
|
2,569,682
|
|
508,481
|
|
4,821,612
|
Robert Anderson
|
|
2,782,859
|
|
295,304
|
|
4,821,612
|
The
result of the vote to authorize the Company’s board of directors, in its discretion, to amend the Company’s certificate
of incorporation to effect a reverse split was as follows:
Number of Votes
Voted For
|
|
Number of Votes
Voted Against
|
|
Number of Votes
Abstaining
|
|
Number of
Broker Non-Votes
|
6,862,906
|
|
902,644
|
|
134,225
|
|
0
|
The
result of the vote on the ratification of RSM USA, LLP as the Company’s independent registered public accounting firm was
as follows:
Number of Votes
Voted For
|
|
Number of Votes
Voted Against
|
|
Number of Votes
Abstaining
|
|
Number of
Broker Non-Votes
|
7,634,167
|
|
148,680
|
|
116,928
|
|
0
|
The
result of the advisory vote on the frequency of the vote on the Company’s executive compensation was as follows:
Number of
Votes
Voted For
One-Year
|
|
Number of
Votes
Voted For
Two Years
|
|
Number of
Votes
Voted For
Three Years
|
|
Abstain
|
|
Number of
Broker Non-Votes
|
893,827
|
|
27,093
|
|
2,120,580
|
|
36,663
|
|
4,821,612
|
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
|
Synthesis
Energy Systems, Inc.
|
|
|
Dated:
June 21, 2019
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/s/
Robert Rigdon
|
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Robert
Rigdon
|
|
President
and Chief Executive Officer
|
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