Statement of Changes in Beneficial Ownership (4)
October 19 2021 - 3:10PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Schlom Philip A |
2. Issuer Name and Ticker or Trading Symbol
AZZ INC
[
AZZ
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP, Chief Financial Officer |
(Last)
(First)
(Middle)
ONE MUSEUM PLACE, 3100 W. 7TH STREET, SUITE 500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/16/2021 |
(Street)
FORT WORTH, TX 76107
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
COMMON STOCK | 10/16/2021 | | M | | 1500 | A | $0 | 4693 | D | |
COMMON STOCK | 10/16/2021 | | M | | 22 (1) | A | $0 | 4715 | D | |
COMMON STOCK | 10/16/2021 | | F | | 370 (2) | D | $53.29 | 4345 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (3) | 10/16/2021 | | M | | | 1500 | (4) | (5) | COMMON STOCK | 1500.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Represents the vesting of dividend equivalent rights accrued on 1,500 restricted stock units ("RSUs") granted on October 16, 2020. These dividend equivalent rights vest when, and if, the underlying RSUs vest. |
(2) | Mr. Schlom disposed of 370 shares of common stock to satisfy tax withholding obligations. |
(3) | Each restricted stock unit ("RSU") represents a contingent right to receive one share of AZZ common stock. |
(4) | Mr. Schlom was granted a special one-time equity award of 1,500 RSUs that vest in full on October 16, 2021. |
(5) | Once vested, the shares of common stock are not subject to expiration. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Schlom Philip A ONE MUSEUM PLACE 3100 W. 7TH STREET, SUITE 500 FORT WORTH, TX 76107 |
|
| SVP, Chief Financial Officer |
|
Signatures
|
/s/Tara D. Mackey, attorney-if-fact for Philip A. Schlom | | 10/19/2021 |
**Signature of Reporting Person | Date |
AZZ (NYSE:AZZ)
Historical Stock Chart
From Jun 2024 to Jul 2024
AZZ (NYSE:AZZ)
Historical Stock Chart
From Jul 2023 to Jul 2024