Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
October 13 2023 - 11:03AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of October
2023
Commission File Number: 001-41411
Haleon plc
(Translation
of registrant’s name into English)
Building 5, First Floor, The Heights,
Weybridge, Surrey, KT13 0NY
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F:
EXHIBIT INDEX
|
Exhibit Number
|
Description
|
|
99.1
|
13
October 2023 - Director/PDMR Shareholding
|
99.1
HALEON PLC
("Haleon" or "the Company")
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
13 October 2023:
Notification and Public Disclosure in accordance with the
requirements of The UK Market Abuse Regulation of Transactions by
Persons Discharging Managerial Responsibilities ("PDMRs") and
Persons Closely Associated with them.
On 12 October 2023, the Company received notification of the
following transactions as detailed below.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Brian McNamara
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Executive Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Haleon plc American Depositary Shares (ADS)
US4055521003
|
|
b)
|
Nature of the transaction
|
Acquisition of ADSs as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
$8.453
|
Volume(s)
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
11 October 2023
|
|
f)
|
Place of the transaction
|
New York Stock Exchange (XNYS)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Tobias Hestler
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Financial Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£3.399
|
55.80453
|
|
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|
- Price
|
|
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Keith Choy
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
President, Asia Pacific - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£3.399
|
95.26303
|
|
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|
- Price
|
|
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Bart Derde
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Supply Chain Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£3.399
|
109.49598
|
|
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|
- Price
|
|
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Amy Landucci
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Digital and Technology Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£3.399
|
95.95822
|
|
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|
- Price
|
|
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Haleon plc American Depositary Shares (ADS)
|
|
Identification code
|
US4055521003
|
|
b)
|
Nature of the transaction
|
Acquisition of ADSs as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
$8.453
|
29.69557
|
|
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|
- Price
|
|
e)
|
Date of the transaction
|
11 October 2023
|
|
f)
|
Place of the transaction
|
New York Stock Exchange (XNYS)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Filippo Lanzi
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
President, EMEA and LATAM - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£3.399
|
236.63749
|
|
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|
- Price
|
|
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Jooyong Lee
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Head of Strategy and Office of CEO - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£3.399
|
0.00232
|
|
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|
- Price
|
|
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Teri Lyng
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Head of Transformation and Sustainability - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Haleon plc American Depositary Shares (ADS)
|
|
Identification code
|
US4055521003
|
|
b)
|
Nature of the transaction
|
Acquisition of ADSs as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
$8.453
|
99.56496
|
|
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|
- Price
|
|
e)
|
Date of the transaction
|
11 October 2023
|
|
f)
|
Place of the transaction
|
New York Stock Exchange (XNYS)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Lisa Paley
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
President, North America - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Haleon plc American Depositary Shares (ADS)
|
|
Identification code
|
US4055521003
|
|
b)
|
Nature of the transaction
|
Acquisition of ADSs as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
$8.453
|
37.25014
|
|
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|
- Price
|
|
e)
|
Date of the transaction
|
11 October 2023
|
|
f)
|
Place of the transaction
|
New York Stock Exchange (XNYS)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Franck Riot
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief R&D Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£3.399
|
7.33783
|
|
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|
- Price
|
|
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Tamara Rogers
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Chief Marketing Officer - PDMR
|
|
b)
|
Initial notification /Amendment
|
Initial Notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor
|
|
a)
|
Name
|
Haleon plc
|
|
b)
|
LEI
|
549300PSB3WWEODCUP19
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
|
Ordinary Shares of £0.01 each
|
|
Identification code
|
GB00BMX86B70
|
|
b)
|
Nature of the transaction
|
Acquisition of Ordinary Shares as a result of dividend
reinvestment
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£3.399
|
0.55881
|
|
d)
|
Aggregated information
|
N/A
|
|
- Aggregated volume
|
|
- Price
|
|
e)
|
Date of the transaction
|
10 October 2023
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
Amanda Mellor, Company Secretary
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
|
|
HALEON PLC
(Registrant)
|
|
Date: October 13,
2023
|
By:
|
/s/
Amanda Mellor
|
|
|
|
Name:
|
Amanda
Mellor
|
|
|
|
Title:
|
Company
Secretary
|
Haleon (NYSE:HLN)
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