Amended Current Report Filing (8-k/a)
February 06 2017 - 5:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
Amendment No. 1
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report:
February
4, 2017
HORACE MANN
EDUCATORS CORPORATION
(Exact name of registrant as specified in its
charter)
Delaware
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1-10890
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37-0911756
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(State of incorporation)
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(Commission File Number)
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(I.R.S. Employer
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Identification No.)
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1 Horace Mann Plaza, Springfield, Illinois 62715-0001
(Address of principal executive offices, including
zip code)
Registrant’s telephone number, including
area code: 217-789-2500
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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EXPLANATORY NOTE
This Form 8-K/A is filed as an amendment (“Amendment No. 1”)
to the Current Report on Form 8-K filed by Horace Mann Educators Corporation (the “Company”) under Items 5.02 and 9.01
on January 30, 2017 (the “Original 8-K”). Amendment No. 1 is being filed to update certain of the information included
in the Original 8-K.
Item 5.02: Departure of Directors or
Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
Executive Vice President and Chief Financial Officer, Dwayne D.
Hallman, passed away on February 3, 2017 following a brief hospitalization. As disclosed in the Original 8-K, the Company announced
Mr. Hallman was on medical leave following a severe medical incident, and that Bret A. Conklin was named as acting Chief Financial
Officer.
Mr. Hallman was a remarkable leader and individual, and will be
missed by the entire, extended Horace Mann family. A copy of the press release reporting the foregoing is attached as exhibit 99.1
to this Amendment No. 1 to the Current Report on Form 8-K.
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Item 9.01:
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Financial Statements and Exhibits
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99.1
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Press release dated February 4, 2017.
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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HORACE MANN EDUCATORS CORPORATION
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By:
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/s/ Donald
M. Carley
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Name: Donald M. Carley
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Title: Senior Vice President, General Counsel
and Corporate Secretary
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Date: February 4, 2017
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