Initial Statement of Beneficial Ownership (3)
February 07 2020 - 3:27PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Morton Jerrald R |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/1/2020
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3. Issuer Name and Ticker or Trading Symbol
REGAL BELOIT CORP [RBC]
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(Last)
(First)
(Middle)
200 STATE STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Segment President* / |
(Street)
BELOIT, WI 53511
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 5593 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Rights | 5/12/2017 (1) | 5/12/2025 | Common Stock | 1975.0 | $78.15 | D | |
Stock Appreciation Rights | 5/11/2018 (1) | 5/11/2026 | Common Stock | 4935.0 | $57.43 | D | |
Stock Appreciation Rights | 5/10/2019 (1) | 5/10/2027 | Common Stock | 3221.0 | $80.7 | D | |
Stock Appreciation Rights | 5/9/2020 (2) | 5/9/2028 | Common Stock | 3252.0 | $77.6 | D | |
Stock Appreciation Rights | 5/8/2021 (2) | 5/8/2029 | Common Stock | 3603.0 | $81.81 | D | |
Explanation of Responses: |
(1) | Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
(2) | Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
Remarks: *President, Power Transmission Solutions Segment |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Morton Jerrald R 200 STATE STREET BELOIT, WI 53511 |
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| Segment President* |
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Signatures
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/s/ Thomas E. Valentyn, as Power of Attorney | | 2/7/2020 |
**Signature of Reporting Person | Date |
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