Current Report Filing (8-k)
April 02 2020 - 4:10PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________
FORM 8-K
__________________
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): April 1, 2020
__________________
LMP Capital and
Income Fund Inc.
(Exact name of registrant as specified in its charter)
__________________
Maryland
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811-21467
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47-0936930
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(State or other jurisdiction
of
incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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620 Eighth Avenue,
New York, NY
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10018
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(Address of principal executive offices)
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(Zip Code)
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(888) 777-0102
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address if changed since last report.)
__________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock
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SCD
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in as
defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
On April 1, 2020, the Board of Directors of LMP Capital and Income Fund Inc. (the “Fund”) amended and restated in its
entirety the bylaws of the Fund (the “Second Amended and Restated Bylaws”) to include a new Article II, Section 3(b) that clarifies the process for holding a meeting of stockholders of the Fund solely by means of remote communication.
The Second Amended and Restated Bylaws were deemed effective April 1, 2020. The new Article II, Section 3(b) of the Second Amended and Restated Bylaws is attached hereto as an Exhibit and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
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Description
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99.1
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Article II, Section 3(b) of the Second Amended and Restated Bylaws, dated April 1, 2020, of LMP Capital and Income Fund Inc.
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EXHIBIT INDEX
The following exhibits are filed
herewith:
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, as amended, the Fund has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: April 2, 2020
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LMP Capital and Income Fund Inc.
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/s/ George P. Hoyt
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Name: George P. Hoyt
Title: Assistant Secretary
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