Notification That Annual Report Will Be Submitted Late (nt 10-k)
May 15 2020 - 10:19AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
SEC FILE NUMBER
CUSIP NUMBER
(Check
One): x Form
10-K ¨ Form
20-F ¨ Form
10-Q ¨ Form
10-D ¨ Form
N-SAR
For Period Ended: December
31, 2019
¨ Transition
Report on Form 10-K
¨ Transition
Report on Form 20-F
¨ Transition
Report on Form 11-K
¨ Transition
Report on Form 10-Q
¨ Transition
Report on Form N-SAR
For the Transition Period Ended:
___________________
Read Instruction (on back page) Before
Preparing Form. Please Print or Type.
Nothing in this form shall be construed
to imply that the Commission has verified any information contained herein.
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If the notification relates to a portion of the filing checked
above, identify the Item(s) to which the notification relates:
PART I — REGISTRANT INFORMATION
Applied Minerals Inc.
Full Name of Registrant
Former Name if Applicable
55 Washington Street, Suite 301
Address of Principle Executive Office (Street and Number)
Brooklyn, N.Y. 11201
City, State and Zip Code
PART II — RULES 12B-25(b) AND
(c)
If the subject report could not be filed
without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.
(Check box if appropriate)
x
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(a) The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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(b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K or Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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(c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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PART III—NARRATIVE
State below in reasonable detail why forms 10-K, 20-F, 11-K,
10-Q, 10-D, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period.
Due in large part to the outbreak in the United States of the
novel coronavirus, COVID-19, the registrant needs additional time to gather information required to complete its Annual Repor for
2019.
PART IV—OTHER INFORMATION
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(1)
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Name and telephone number of person to contact in regard
to this notification
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Christopher T. Carney
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212
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226-4265
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required under Section
13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12
months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify
report(s).
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x Yes
¨ No
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(3)
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Is it anticipated that any significant change in results
of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included
in the subject report or portion thereof?
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¨ Yes
x No
If so, attach an explanation
of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate
of the results cannot be made.
Applied Minerals, Inc.
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(Name of Registrant as Specified in Charter)
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has caused this notification to be signed
on its behalf by the undersigned hereunto duly authorized.
Date
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May 15, 2020
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By
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/s/ Christopher T. Carney, Chief Financial Officer
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INSTRUCTION: The form may be signed by
an executive officer or the registrant or by any other duly authorized representative. The name and title of the person signing
the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized
representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant
shall be filed with the form.
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