Diploma PLC Holding(s) in Company (9978B)
June 07 2023 - 9:49AM
UK Regulatory
TIDMDPLM
RNS Number : 9978B
Diploma PLC
07 June 2023
DIPLOMA PLC 10-11 CHARTERHOUSE SQUARE, LONDON EC1M 6EE
TELEPHONE: +44 (0)20 7549 5700
FACSIMILE: +44 (0)20 7549 5715
FOR IMMEDIATE RELEASE
7 June 2023
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or Diploma PLC
the underlying issuer of existing
shares to which voting rights are
attached:
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
--------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights X
--------
An acquisition or disposal of financial instruments
--------
An event changing the breakdown of voting rights
--------
Other (please specify):
--------
3. Details of person subject to the notification obligation
Name The Capital Group Companies, Inc.
----------------------------------------------------------------------
City and country of registered Los Angeles, USA
office (if applicable)
----------------------------------------------------------------------
4. Full name of shareholder(s) (if different from 3.)
Name
----------------------------------------------------------------------
City and country of registered
office (if applicable)
----------------------------------------------------------------------
5. Date on which the threshold 05/06/2023
was crossed or reached:
----------------------------------------------------------------------
6. Date on which issuer notified 06/06/2023
(DD/MM/YYYY):
----------------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation:
% of voting rights attached to shares % of voting rights through financial instruments Total of both Total number
in % of voting rights
of issuer
(total of 8.A) (total of 8.B.1 + 8.B.2) (8.A + 8.B)
-------------------------------------- --------------------------------------------------- -------------- -------------------
Resulting
situation
on the date on
which threshold
was crossed or
reached 13.92% 0.00% 13.92% 134,034,491
-------------------------------------- --------------------------------------------------- -------------- -------------------
Position of
previous
notification
(if applicable) 14.04% 0.00% 14.04%
-------------------------------------- --------------------------------------------------- -------------- -------------------
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached:
A: Voting rights attached to shares
Class/type of shares ISIN Number of voting rights % of voting rights
code (if possible)
------------------------------------------------------ ---------------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
----------------- ----------------------------------- ----------- --------------------
GB0001826634 Common Stock 18,652,514 13.92%
----------------- ----------------------------------- ----------- --------------------
SUBTOTAL 8.A 18,652,514 13.92%
------------------------------------------------------ ---------------------------------
B 1: Financial Instruments DTR5.3.1R (1) (a)
Type of financial Expiration date Exercise/ Number of voting % of voting rights
instrument Conversion rights that may be
Period acquired if the instrument
is exercised/converted
----------------- ------------- --------------------------------- --------------------
N/A
----------------- ------------- --------------------------------- --------------------
SUBTOTAL
8.B.1
--------------------------------- --------------------
B 2: Financial Instruments with similar economic effect DTR5.3.1R
(1) (b)
Type of financial Expiration date Exercise/ Physical Number % of voting rights
instrument Conversion or cash of voting
Period settlement rights
----------------- ------------- -------------- ----------------- --------------------
N/A
----------------- ------------- -------------- ----------------- --------------------
SUBTOTAL
8.B.2
----------------- --------------------
9. Information in relation to the person subject to the notification obligation (please mark
the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal
entity and does not control any other undertaking(s) holding directly or indirectly
an interest
in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or the X
financial
instruments are effectively held starting with the ultimate controlling natural
person or
legal entity (please add additional rows as necessary)
---------------------------
Name % of voting rights if it % of voting rights Total of both if it
equals or is higher than through financial equals or is higher than
the notifiable threshold instruments if it equals the notifiable threshold
or is higher than the
notifiable
threshold
--------------------------- -------------------------- ---------------------------
Capital Research and
Management Company 13.92% 13.92%
--------------------------- -------------------------- ---------------------------
SMALLCAP World Fund, Inc.
(a mutual fund managed by
Capital Research and
Management Company) 8.00% 8.00%
--------------------------- -------------------------- ---------------------------
Total 13.92% 13.92%
--------------------------- -------------------------- ---------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-------------------------------------------------------
The number and % of voting rights held
-------------------------------------------------------
The date until which the voting rights will be held
-------------------------------------------------------
11. Additional information:
The Capital Group Companies, Inc. ("CGC") is the parent company of Capital Research and Management
Company ("CRMC") and Capital Bank & Trust Company ("CB&T"). CRMC is a U.S.-based investment
management company that serves as investment manager to the American Funds family of mutual
funds, other pooled investment vehicles, as well as individual and institutional clients.
CRMC and its investment manager affiliates manage equity assets for various investment companies
through three divisions, Capital Research Global Investors, Capital International Investors
and Capital World Investors. CRMC is the parent company of Capital Group International, Inc.
("CGII"), which in turn is the parent company of six investment management companies ("CGII
management companies"): Capital International, Inc., Capital International Limited, Capital
International Sàrl, Capital International K.K., Capital Group Private Client Services
Inc, and Capital Group Investment Management Private Limited. CGII management companies and
CB&T primarily serve as investment managers to institutional and high net worth clients. CB&T
is a U.S.-based investment management company that is a registered investment adviser and
an affiliated federally chartered bank.
Neither CGC nor any of its affiliates own shares of the Issuer for its own account. Rather,
the shares reported on this Notification are owned by accounts under the discretionary investment
management of one or more of the investment management companies described above.
Place of completion Los Angeles
Date of completion 06/06/2023
-------------------------------------------------------------------------------------
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