ECR Minerals plc Holding(s) in Company
September 16 2016 - 6:35AM
UK Regulatory
TIDMECR
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer ECR Minerals Plc
of existing shares to which voting rights are
attached:ii
2 Reason for the notification(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the 1Yorkville Advisors Global, LLC
notification obligation:iii 2 Yorkville Advisors Global, LP
3 YA II PN, Ltd.
4. Full name of shareholder(s) Jarvis Investment Management Ltd
(if different from 3.):iv (Registered Holder)
5. Date of the transaction and date on September 2-15, 2016
which the threshold is crossed or
reached:v
6. Date on which issuer notified: September 15, 2016
7. Threshold(s) that is/are crossed or 9.00,8.00,7.00,6.00%
reached:vi, vii
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
if possible usingthe ISIN CODE transaction
Number Number Number Number of voting % of voting rightsx
of of of shares rights
Shares Voting
Rights
Direct Directxi Indirectxii Direct Indirect
1,343,683,210 1,343,683,210 773,686,210 773,686,210 5.76%
Ordinary Shares
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument datexiii Conversion Periodxiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsxv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise price Expiration datexvii Exercise/ Number of voting rights instrument refers to % of voting rightsxix, xx
instrument Conversion periodxviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
773,686,210 5.76%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:xxi
Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of YA II PN, Ltd. (which entity was formerly known as YA Global Master SPV, Ltd.)
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name: Troy Rillo
15. Contact telephone number: 001.908.906.5127
View source version on businesswire.com:
http://www.businesswire.com/news/home/20160916005359/en/
This information is provided by Business Wire
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September 16, 2016 07:35 ET (11:35 GMT)
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