TIDMGFIR
RNS Number : 7374W
Global Fixed Income Realisation Ltd
16 November 2017
Standard Form TR-1
Voting rights attached to shares- Article 12(1) of directive
2004/109/EC
Financial instruments - Article 11(3) of the Commission
Directive 2007/14/EC[i]
1. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached[ii]:
2. Reason for the notification (please tick the appropriate box or boxes):
[x ] an acquisition or disposal of voting rights
[ ] an acquisition or disposal of financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached
[ ] an event changing the breakdown of voting rights
3. Nicholas John Greenwood
4. Full name of shareholder(s) (if different from 3.)[iii]:
5. 15.11.17
6. 16.11.17
7. 15%
8. Notified details:
A) Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Situation Resulting situation after
of shares previous the triggering transaction[v]
(if possible to the Triggering
using the transaction
ISIN CODE) [iv]
--------------- ------------------------------ -------------------------------------------------------------
Number Number Number Number of % of voting
of Shares[vi] of Voting of voting rights[ix] rights
rights[vii] shares[viii]
--------------- --------------- ------------- -------------- ------------------------- ------------------
Direct Direct[x] Indirect[xi] Direct Indirect
--------------- --------------- ------------- -------------- ---------- ------------- ------- ---------
16.6
Ord 3,873,296 3,873,296 4,373,296 4,373,296 %
--------------- --------------- ------------- -------------- ---------- ------------- ------- ---------
SUBTOTAL
A (based
on aggregate
voting
rights)
--------------- --------------- ------------- -------------- ------------------------- ------------------
B) Financial Instruments
----------------------------------------------------------------------------------------
Resulting situation after the triggering transaction[xii]
----------------------------------------------------------------------------------------
Type of Expiration Exercise/Conversion Number of % of voting
financial Date[xiii] Period/ voting rights rights
instrument Date[xiv] that may
be acquired
if the instrument
is exercised/converted
------------ ------------ -------------------- ------------------------ ------------
SUBTOTAL
B (in relation
to all expiration
dates)
-------------------- ------------------------ ------------
Total (A+B) number of % of voting
voting rights rights
------------ --------------- ------------
4,373,296 4,373,296 16.6
------------ --------------- ------------
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if
applicable[xv]:
10. In case of proxy voting: [name of the proxy holder] will
cease to hold [number] voting rights as of [date].
11. Additional information:
Done at [place] on [date].
Annex to the standard form TR-1 [xvi]
a) Identity of the person or legal entity subject to the notification obligation:
Full name (including legal ...Nicholas John
form for legal entities) Greenwood..................................................................
Contact address (registered ....London.................................................................
office for legal entities) .....................................................................
Phone number ....................................................................
Other useful information ....................................................
(at least legal representative
for legal persons)
b) Identity of the notifier, if applicable[xvii]:
Full name .....................................................................
Contact address .....................................................................
.....................................................................
Phone number .....................................................................
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
c) Additional information
Notes to Form TR-1
[i] This form is to be sent to the issuer or underlying issuer
and to be filed with the competent authority.
[ii] Either the full name of the legal entity or another method
for identifying the issuer or underlying issuer, provided it is
reliable and accurate.
[iii] Applicable in the cases provided for in Article 10 (b) to
(h) of Directive 2004/109/EC. This should be the full name of the
shareholder who is the counterparty to the natural person or legal
entity referred to in Article 10 of that Directive unless the
holdings of the shareholder would be lower than 3% of the total
number of voting rights.
[iv] Please refer to the situation disclosed in the previous
notification. In case the situation previous to the triggering
transaction was below 3%, please state "below 3%".
[v] If the holding has fallen below the minimum threshold, the
notifying party should not be obliged to disclose the extent of the
holding, only that the new holding is below 3%.
For the case provided for in Article 10(a) of Directive
2004/109/EC, there should be no disclosure of individual holdings
per party to the agreement unless a party individually crosses or
reaches an Article 9 threshold. This applies upon entering into,
introducing changes to or terminating an agreement.
[vi] To be used in Member States where applicable.
[vii] Direct and indirect.
[viii] To be used in Member States where applicable.
[ix] In case of combined holdings of shares with voting rights
attached "direct holding" and voting rights "indirect holding",
please split the voting rights number and percentage into the
direct and indirect columns - if there is no combined holdings,
please leave the relevant box blank.
[x] Voting rights attached to shares held by the notifying party
(Article 9 of Directive 2004/109/EC).
[xi] Voting rights held by the notifying party independently of
any holding of shares (Article 10 of Directive 2004/109/EC).
[xii] If the holding has fallen below the minimum threshold, the
notifying party should not be obliged to disclose the extent of the
holding, only that the new holding is below 3%.
[xiii] Date of maturity/expiration of the financial instrument
i.e. the date when right to acquire shares ends.
[xiv] If the financial instrument has such a period - please
specify this period - for example once every 3 months starting from
[date].
[xv] The notification should include the name(s) of the
controlled undertakings through which the voting rights are held.
The notification should also include the amount of voting rights
and the percentage held by each controlled undertaking, insofar as
individually the controlled undertaking holds 3% or more, and
insofar as the notification by the parent undertaking is intended
to cover the notification obligations of the controlled
undertaking.
[xvi] This annex is only to be filed with the competent authority.
[xvii] Whenever another person makes the notification on behalf
of the shareholder or the natural person/legal entity referred to
in Articles 10 and 13 of Directive 2004/109/EC
This announcement has been issued through the Companies
Announcement Service of
The Irish Stock Exchange
This information is provided by RNS
The company news service from the London Stock Exchange
END
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