2nd UPDATE: Bank Of America To Sell Unit To Ameriprise
September 30 2009 - 10:06AM
Dow Jones News
Bank of America Corp. (BAC) agreed to sell the stock and bond
mutual-fund business of its Columbia Management unit to Ameriprise
Financial Inc. (AMP) for as much as $1.2 billion.
Once the transaction closes in the spring, Ameriprise's
asset-management business will have global assets under management
of nearly $400 billion and will become the eighth-largest U.S.
manager of long-term mutual funds, it said.
Bank of America said last May it would sell Columbia as part of
a plan to raise capital. Bank regulators had told Bank of America
to raise $33.9 billion after the government conducted a stress test
of the nation's biggest banks.
The bank finished raising the capital as mandated earlier this
year, but indicated it would proceed with a sale of Columbia. Bank
of America also said in May that it would try to sell its retail
bank First Republic, although the bank has yet to announce a buyer
for that business.
Columbia's long-term asset-management business, which includes
the Columbia mutual funds and other private assets managed by
Columbia, had about $165 billion in equity and fixed-income assets
under management as of June 30. The stock-fund business, with
assets of $93 billion, includes Columbia and Wanger mutual funds.
Moreover, 13% of the assets are "subadvised," or managed under
contract, by Marsico Funds. The fixed-income fund assets of $72
billion include Columbia mutual funds and individually managed
accounts.
Research firm Morningstar Inc. rated 5% of Columbia's stock
funds as top-tier, five-star performers, based on historical risk
and return; 37% of the stock funds were rated four-star, 46% were
rated three-star, and 12% were rated two-star, with none ranked at
the bottom, or one-star.
Bank of America will retain Columbia's cash-management
business.
The acquisition is expected to begin adding to Ameriprise's
earnings and return on equity within a year, excluding integration
costs, it said.
Shares of Bank of America recently traded down 36 cents, or
2.1%, at $16.80, while Ameriprise climbed $2.99, or 9.3%, to
$35.33.
The total to be paid to Bank of America is expected to be
between $900 million and $1.2 billion, based on net asset flows,
Bank of America said.
For Ameriprise, the deal represents an opportunity to bolster
its asset-management unit and add to its growing retail business.
The company has already recruited more than 500 financial advisers
from major brokerages in 2009 and has a force of roughly 12,000
advisers.
In an interview with Dow Jones Newswires, Ameriprise Chairman
and Chief Executive Jim Cracchiolo said "we think some of the
capabilities that Columbia has can actually be brought to our
retail clients as well to complement what we already provide."
Cracchiolo touted Ameriprise's ability to enhance its retail
distribution with Columbia by adding the accounts of high-net worth
clients to its own platform. Ameriprise's brokerage business
typically targets clients who have between $100,000 and $1 million
in investable assets but, like its larger peers, is also looking to
service more of the richest of the rich.
The Columbia transaction is the latest in a series of deals for
Ameriprise, which last year acquired H&R Block Inc.'s (HRB)
advisory business and J. & W. Seligman & Co.
Cracchiolo wouldn't rule out further acquisitions for the
company, but said "right now this [integration] is where we are
focused," Cracchiolo said.
Bank of America affiliates will continue to distribute Columbia
products under a five-year agreement, but Cracchiolo stressed that
products will be sold that "serve the best interests of
clients."
The asset-management industry has been ripe for deals this year.
The biggest deal of 2009 was BlackRock Inc.'s (BLK) $13.5 billion
acquisition of Barclay PLC's (BCS) Global Investors.
In addition, Morgan Stanley (MS) is shopping around its Van
Kampen fund business. There has been some speculation that money
managers such as Invesco Ltd. (IVZ), Nuveen or Franklin Resources
Inc. (BEN) might be among the likely suitors.
-By Marshall Eckblad, Dow Jones Newswires; 212-416-2156;
marshall.eckblad@dowjones.com
-By Mike Barris, Dow Jones Newswires; 212-416-2330;
mike.barris@dowjones.com
-By Brett Philbin, Dow Jones Newswires; 212-416-2173;
brett.philbin@dowjones.com