Liontrust Asset Management PLC Holding(s) in Company (2549U)
January 16 2017 - 6:00AM
UK Regulatory
TIDMLIO
RNS Number : 2549U
Liontrust Asset Management PLC
16 January 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or Liontrust Asset Management
the underlying issuer PLC
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -----------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
------------------------------------------------------------ ----------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ----------------------------
An acquisition or disposal of instruments with X
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ----------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ----------------------------
Other (please
specify):
---------------------------------------------------------- ----------------------------
3. Full name of person(s) Polygon Global Partners LLP
subject to the Reade Eugene Griffith
notification obligation:
(iii)
----------------------------------------------------------- -----------------------------
4. Full name of shareholder(s) N/A
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------
5. Date of the transaction 13 January 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------
6. Date on which issuer 16 January 2017
notified:
----------------------------------------------------------- -----------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 10%
----------------------------------------------------------- -----------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
---------------- ------------------------------ --------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
---------------- -------------- -------------- ------------- -------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
---------------- ------------ ------------ ------------- ------- ----------- -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ------------- ---------------------------- -------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
----------------- ------------- ------------- -------------- -------------------- -------------------
Contract Nominal Delta
for difference
relating
to ordinary
shares
(GB0007388407)
----------------- ------------- ------------- -------------- -------- ---------
4,535,724 9.97%
------------------------------------------------------- -------------------- -------- ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------- -------------------------------------------------------
4,535,724 9.97%
------------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------
Reade Griffith holds a majority of the voting rights
in Polygon Global Partners LLP. Consequently, Polygon
Global Partners LLP is a "controlled undertaking" in
relation to Mr. Griffith.
Proxy Voting:
------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- ---------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------- ---------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
------------------------------------------------------- ---------------------------------
13. Additional information: The positions that gave
rise to the notification
obligation are held by Tetragon
Financial Group Master Fund
Limited ("TFG"). Tetragon
Financial Management LP ("TFM")
has been appointed as the
investment manager of TFG.
Polygon Global Partners LLP
provides certain services
to TFM pursuant to a services
agreement between them.
------------------------------------------------------- ---------------------------------
14. Contact name: Katharine Ostrow
------------------------------------------------------- ---------------------------------
15. Contact telephone number: 020 7901 8331
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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