Mattioli Woods PLC PDMR Shareholding (9501A)
January 04 2018 - 2:12AM
UK Regulatory
TIDMMTW
RNS Number : 9501A
Mattioli Woods PLC
04 January 2018
4 January 2018
Mattioli Woods plc
("Mattioli Woods" or "the Company")
Notification of Transactions of Persons Discharging Managerial
Responsibilities ("PDMRs")
As required by Article 19.3 of Regulation (EU) No. 596/2014 on
market abuse, Mattioli Woods (AIM: MTW.L), the specialist wealth
management and employee benefits business, announces that on 3
January 2018 certain of its persons discharging managerial
responsibilities ("PDMRs") exercised options to subscribe for 5,203
new Ordinary Shares ("Options"). Immediately following the exercise
of the Options, Ordinary Shares totalling 13,808 were sold on
behalf of PDMRs.
Exercise of Options
On 3 January 2018 Mark Smith (Chief Operating Officer of the
Company), who is considered to be a PDMR, exercised 5,203 Options
at an option exercise price of 1 pence per share. His total
interest in Options following these exercises is:
Total Interest in Nominal Cost Options Total Interest in
Nominal Cost Options exercised on 3 January Nominal Cost Options
Name before exercise 2018 following exercise
----------- --------------------- ----------------------- ---------------------
Mark Smith 91,067 5,203 85,864
Following the exercise of the Options, on 3 January 2018 Mark
Smith and Murray Smith (Group Managing Director of the Company,
also considered to be a PDMR) sold 5,203 and 8,605 Ordinary Shares
respectively at a price of 760.00 pence per share. Their resultant
interests in the Company are:
Number of Percentage of
Date of shares Number of Total shares issued share
Name transaction purchased Purchase price shares sold Sale price held capital
------------- -------------- ------------- -------------- ------------- ---------- -------------- -------------
Mark Smith 3-Jan-2018 5,203 1.00p 5,203 760.00p 5,312 0.02%
Murray Smith 3-Jan-2018 - - 8,605 760.00p 79,181 0.30%
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
The information set out below is provided in accordance with the
requirements of Article 19(3) of the EU Market Abuse Regulation No
596/2014.
1 Details of the person discharging managerial
responsibilities/person closely associated
---- ------------------------------------------------------------
a) Name Mark Smith
---- ------------------------- ---------------------------------
2 Reason for the notification
---- ------------------------------------------------------------
a) Position/status PDMR, Chief Operating Officer
---- ------------------------- ---------------------------------
b) Initial notification Initial Notification
/Amendment
---- ------------------------- ---------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
---- ------------------------------------------------------------
a) Name Mattioli Woods plc
---- ------------------------- ---------------------------------
b) LEI 2138003LAM79SNI63R97
---- ------------------------- ---------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
---- ------------------------------------------------------------
a) Description of Ordinary Shares of 1 pence
the financial each
instrument, type
of instrument
ISIN: GB00B0MT3Y97
Identification
code
---- ------------------------- ---------------------------------
b) Nature of the Exercise of share options
transaction
---- ------------------------- ---------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s)
---- ------------------------- ------------------- ------------
1p per Ordinary
Share 5,203
-------------------------------------------------- ------------
d) Aggregated information
- Aggregated N/a (Single transaction)
volume
- Price
---- ------------------------- ---------------------------------
e) Date of the transaction 3 January 2018
---- ------------------------- ---------------------------------
f) Place of the London Stock Exchange, AIM
transaction
---- ------------------------- ---------------------------------
1 Details of the person discharging managerial
responsibilities/person closely associated
--- --------------------------------------------------------------
a) Name 1. Murray Smith
2. Mark Smith
--- ------------------------ ------------------------------------
2 Reason for the notification
--- --------------------------------------------------------------
a) Position/status 1. Executive director and PDMR,
Group Managing Director
2. PDMR, Chief Operating Officer
--- ------------------------ ------------------------------------
b) Initial notification Initial Notification
/Amendment
--- ------------------------ ------------------------------------
3 Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or auction monitor
--- --------------------------------------------------------------
a) Name Mattioli Woods plc
--- ------------------------ ------------------------------------
b) LEI 2138003LAM79SNI63R97
--- ------------------------ ------------------------------------
4 Details of the transaction(s): section to
be repeated for (i) each type of instrument;
(ii) each type of transaction; (iii) each
date; and (iv) each place where transactions
have been conducted
--- --------------------------------------------------------------
a) Description of Ordinary Shares of 1 pence
the financial each
instrument, type
of instrument
ISIN: GB00B0MT3Y97
Identification
code
--- ------------------------ ------------------------------------
b) Nature of the Sale of ordinary shares
transaction
--- ------------------------ ------------------------------------
c) Price(s) and Price(s) Volume(s)
volume(s)
--- ------------------------ --------------------- -------------
1. 760.00p per 1. 8,605
Ordinary Share
2. 760.00p per 2. 5,203
Ordinary Share
--- ------------------------ --------------------- -------------
d) Aggregated information
- Aggregated N/a (Single transaction)
volume
- Price
--- ------------------------ ------------------------------------
e) Date of the transaction 1. 3 January 2018
2. 3 January 2018
--- ------------------------ ------------------------------------
f) Place of the London Stock Exchange, AIM
transaction
--- ------------------------ ------------------------------------
- Ends -
For further information please contact:
Mattioli Woods plc
Nathan Imlach, Chief Financial Tel: +44 (0) 116 240
Officer 8700
www.mattioli-woods.com
Canaccord Genuity Limited
Sunil Duggal, Investment Tel: +44 (0) 20 7523
Banking 8000
Andrew Buchanan, Corporate www.canaccordgenuity.com
Broking
Margarita Mitropoulou,
Corporate Broking
This information is provided by RNS
The company news service from the London Stock Exchange
END
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