Oxford Instruments Holding(s) in Company
April 01 2020 - 4:06AM
UK Regulatory
TIDMOXIG
R-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying
issuer of existing shares to which voting Oxford Instruments PLC
rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Ameriprise Financial, Inc. and its group
City and country of registered office (if Minneapolis, USA
applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name Vidacos Nominees Limited
City and country of registered office (if
applicable)
5. Date on which the threshold was crossed or 27/03/2020
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 31/03/2020
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both in Total number of
rights attached through financial % (8.A + 8.B) voting rights of
to shares (total instruments issuervii
of 8. A) (total of 8.B 1 +
8.B 2)
Resulting 13.032% 0.000% 13.032% 57,434,763
situation on the
date on which
threshold was
crossed or reached
Position of 12.985% 0.00% 12.985%%
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if Direct Indirect Direct Indirect
possible) (Art 9 of (Art 10 of (Art 9 of Directive (Art 10 of
Directive 2004/ Directive 2004/109/ 2004/109/EC) (DTR5.1) Directive 2004/
109/EC) (DTR5.1) EC) (DTR5.2.1) 109/EC)
(DTR5.2.1)
GB0006650450 21,173 7,463,485 0.037% 12.995%
SUBTOTAL 8. A 7,484,658 13.032%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights % of voting
instrument datex Conversion Periodxi that may be acquired if rights
the instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)
(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or cash Number of % of voting
financial datex Conversion settlementxii voting rights rights
instrument Period xi
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows as
necessary)
Namexv % of voting rights if % of voting rights Total of both if it
it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
Ameriprise Financial, % % %
Inc.
Ameriprise % % %
International Holdings
GmbH
Threadneedle Asset % % %
Management Holdings
SARL
Threadneedle Holdings % % %
Limited
TAM UK Holdings % % %
Limited
Threadneedle Asset % % %
Management Holdings
Limited
TC Financing Limited % % %
Threadneedle Asset 13.023% % 13.023%
Management Limited
Ameriprise Financial, % % %
Inc.
Columbia Management % % %
Investment Advisers,
LLC
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be N/A
held
11. Additional informationxvi
Threadneedle Asset Management Limited is wholly owned by TC Financing Limited,
which is itself wholly owned by Threadneedle Asset Management Holdings Limited,
which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly
owned by Threadneedle Holdings Limited, which is itself wholly owned by
Threadneedle Asset Management Holdings SARL, which is itself wholly owned by
Ameriprise International Holdings GmbH, which is itself wholly owned by
Ameriprise Financial, Inc.
Columbia Management Investment Advisers, LLC is wholly owned by Ameriprise
Financial, Inc
Place of completion Swindon, UK
Date of completion 31/03/2020
12. Contact Name Susan Johnson-Brett, Oxford Instruments plc
13. Contact Telephone 01865 393324
Number
END
(END) Dow Jones Newswires
April 01, 2020 05:06 ET (09:06 GMT)
Oxford Instruments (LSE:OXIG)
Historical Stock Chart
From Apr 2024 to May 2024
Oxford Instruments (LSE:OXIG)
Historical Stock Chart
From May 2023 to May 2024