TIDMAKT

RNS Number : 2932E

Ark Therapeutics Group PLC

08 May 2013

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or the underlying                      Ark Therapeutics plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
--------------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
-------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                      X 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
-----------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
-----------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
-------------------  --------------------------------------------------------  ------- 
 3. Full name of person(s) subject                         D.A.Phillips / K.F Phillips 
  to the 
  notification obligation: (iii) 
--------------------------------------------  ---------------------------------------- 
 4. Full name of shareholder(s)                                           Aquaglow ltd 
  (if different from 3.):(iv)                                           D.A.A.Phillips 
                                                                          K.F.Phillips 
--------------------------------------------  ---------------------------------------- 
 5. Date of the transaction and date                                        29/04/2013 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
--------------------------------------------  ---------------------------------------- 
 6. Date on which issuer notified:                                         08/05//2013 
--------------------------------------------  ---------------------------------------- 
 7. Threshold(s) that is/are crossed                                     From 8% to 9% 
  or 
  reached: (vi, vii) 
--------------------------------------------  ---------------------------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
------------------------------------------------------------------------------------------------------------------------- 
 Class/type   Situation previous                    Resulting situation after the triggering 
 of            to the triggering                     transaction 
 shares        transaction 
 
 if 
 possible 
 using 
 the ISIN 
 CODE 
-----------  ------------------------------------  ---------------------------------------------------------------------- 
              Number            Number              Number         Number of voting         % of voting rights 
               of                of                  of shares      rights                   (x) 
               Shares            Voting 
                                 Rights 
-----------  ----------------  ------------------  -------------  -----------------------  ------------------------------ 
                                                    Direct         Direct        Indirect   Direct           Indirect 
                                                                    (xi)          (xii) 
-----------    -----  -------  ------  ------      -------------  ------------  ---------  ---------------  ------------- 
 
 Ordinary 
 1p           17,360,000                            18,860,000                              9.01% 
-----------  ----------------  ------------------  -------------  ------------  ---------  ---------------  ------------- 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------- 
 Type of financial     Expiration       Exercise/                        Number of voting              % of voting 
  instrument            date (xiii)      Conversion Period                rights that may               rights 
                                         (xiv)                            be 
                                                                          acquired if the 
                                                                          instrument is 
                                                                          exercised/ converted. 
--------------------  ---------------  -------------------------------  ----------------------------  ------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------- 
 Type of        Exercise        Expiration      Exercise/          Number of voting              % of voting rights 
 financial       price           date (xvii)     Conversion         rights instrument             (xix, xx) 
 instrument                                      period             refers to 
                                                 (xviii) 
-------------  --------------  --------------  -----------------  ----------------------------  ------------------------- 
                                                                                                 Nominal        Delta 
-------------  --------------  --------------  -----------------  ----------------------------  -------------  ---------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                         Percentage of voting rights 
--------------------------------------------------------------  --------------------------------------------------------- 
 18,860,000                                                      9.01% 
--------------------------------------------------------------  --------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
-------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
-------------------------------------------------------------------------------- 
 10. Name of the proxy holder:                          Investec/Charles Stanley 
---------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
---------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
---------------------------------------------------  --------------------------- 
 
 
  13. Additional information: 
----------------------------------------  -------------------------------------- 
 14. Contact name:                                                    D.Phillips 
----------------------------------------  -------------------------------------- 
 15. Contact telephone number:                                       07775141617 
----------------------------------------  -------------------------------------- 
 
 
 
 Note: Annex should only be submitted to the FSA not the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to the notification 
  obligation 
----------------------------------------------------------------------- 
 Full name 
  (including legal form of legal entities) 
----------------------------------------------------------------------- 
 Contact address 
  (registered office for legal entities) 
----------------------------------------------------------------------- 
 Phone number & email 
----------------------------------------------------------------------- 
 Other useful information 
  (at least legal representative for 
  legal persons) 
----------------------------------------------------------------------- 
 
 B: Identity of the notifier, if applicable 
----------------------------------------------------------------------- 
 Full name 
----------------------------------------------------------------------- 
 Contact address 
----------------------------------------------------------------------- 
 Phone number & email 
----------------------------------------------------------------------- 
 Other useful information 
  (e.g. functional relationship with 
  the person or legal entity subject 
  to the notification obligation) 
----------------------------------------------------------------------- 
 
 C: Additional information 
----------------------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the FSA website.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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