Provexis PLC Holding(s) in Company (4093F)
May 17 2017 - 3:51AM
UK Regulatory
TIDMPXS
RNS Number : 4093F
Provexis PLC
17 May 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
(i)
1. Identity of the issuer or
the underlying issuer of existing
shares to which voting rights Provexis plc
are attached: ii
---------------------------------------------------------- --------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------ ------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ------------------
An event changing the breakdown of voting rights x
------------------------------------------------------------ ------------------
Other (please specify):
------------------------------------------------------------ ------------------
3. Full name of person(s)
subject to the notification DSM Venturing BV
obligation: iii
-------------------------------------------------------- ----------------------
4. Full name of shareholder(s)
(if different from 3.):iv
-------------------------------------------------------- ----------------------
5. Date of the transaction
and date on 16 May 2017
which the threshold is crossed
or reached: v
-------------------------------------------------------- ----------------------
6. Date on which issuer notified: 16 May 2017
-------------------------------------------------------- ----------------------
7. Threshold(s) that is/are
crossed or reached: vi, vii 8.2% to 7.9%
-------------------------------------------------------- ----------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares viii, ix
------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using the
ISIN CODE
--------------- ------------------------------ -----------------------------------------------------------------
Number Number Number Number of voting % of voting
of Shares of Voting of shares rights rights x
Rights
--------------- -------------- -------------- -------------- ------------------------- ----------------------
Indirect
Direct Direct xii Direct Indirect
xi
--------------- -------------- -------------- -------------- -------------- --------- --------- -----------
Ordinary
Shares
ISIN code
GB00B0923P27 143,769,230 143,769,230 143,769,230 143,769,230 nil 7.9% nil
--------------- -------------- -------------- -------------- -------------- --------- --------- -----------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Conversion Number of voting % of voting
instrument date xiii Period xiv rights that rights
may be
acquired if
the instrument
is exercised/
converted.
------------------ ----------- --------------------- ----------------- ------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
xv, xvi
---------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date xvii Conversion rights rights xix,
period instrument refers xx
xviii to
------------------ --------- ----------- ------------ ------------------- --------------------
Nominal Delta
------------------ --------- ----------- ------------ ------------------- ---------- --------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
143,769,230 7.9%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if
applicable: xxi
Proxy Voting:
----------------------------------------
10. Name of the proxy holder:
--------------------------------------
11. Number of voting rights proxy
holder will cease to hold:
--------------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
--------------------------------------
13. Additional information:
-------------------------------- ---------------------------------------------------------------------------
14. Contact name: Ger Hellenbrand
-------------------------------- ---------------------------------------------------------------------------
15. Contact telephone number: Tel +31 45 578 2907
-------------------------------- ---------------------------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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