Smith & Nephew Plc Holding(s) in Company (2707Y)
May 11 2021 - 8:32AM
UK Regulatory
TIDMSN.
RNS Number : 2707Y
Smith & Nephew Plc
11 May 2021
Smith & Nephew plc, announces that on 10 May 2021, it became
aware of an administrative error that led to the below announcement
not being made by 18 March 2021, in line with the UK Disclosure
Guidance and Transparency Rules.
TR-1: Standard form for notification of major holdings
1a. Identity of the issuer or the
underlying issuer of existing shares Smith & Nephew PLC
to which voting rights are at tached:
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
------------------
2. Reason for the notification (please mark the appropriate box or
boxes with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments X
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify):
------------------
3. Details of person subject to the notification obligati o n
Name WCM Investment Management, LLC
----------------------------------------------------------------
City and country of registered office Wilmington, United States
(if applicable)
----------------------------------------------------------------
4. Full name o f shareholder(s) (if different from 3)
Name Discretionary Clients
----------------------------------------------------------------
City and country of registered office
(if applicable)
----------------------------------------------------------------
5. Date on which the threshold was
crossed or reached: March 16, 2021
----------------------------------------------------------------
6. Date on which issuer notified: March 17, 2021
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7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total number
attached to shares through financial Total of both of voting rights
(total of 8.A) instruments in % (8.A + 8.B) held in issuer
(total of 8.B.1
+ 8.B.2)
---------------------- -------------------- ---------------------- ------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 4.83% 0 4.83% 884,921,853
---------------------- -------------------- ---------------------- ------------------
Position of previous
notification
(if applicable) 5.12% 0 5.12%
---------------------- -------------------- ---------------------- ------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of Number o f v oting rights % of voting rights
shares
ISIN code (if
possible)
---------------------------------------- -------------------------------------------------------
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
------------------ -------------------- ---------------------------------- -------------------
Ordinary Shares
(ISIN: GB0009223206) 27,168,133 3.07%
------------------ -------------------- ---------------------------------- -------------------
ADRs
(ISIN: US83175M2052) 15,620,700 1.76%
------------------ -------------------- ---------------------------------- -------------------
SUBTOTAL 8.A 42,788,833 4.83%
---------------------------------------- -------------------------------------------------------
B.1: Financial Instruments according to DTR5.3.1R (1) (a)
Number of voting
Type of financial Expiration Exercise/ rights that may % of voting
instrument date Conversion be acquired if the rights
Period instrument is
exercised/converted.
------------------ -------------------- ---------------------------------- -------------------
SUBTOTAL 8.B.1
-------------------- ---------------------------------- -------------------
B.2: Financial Instruments with similar economic effect according
to DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical or Number of
instrument date Conversion cash settlement voting rights % of voting
Period rights
------------------- -------------------- ---------------- ---------------- -------------------
SUBTOTAL 8.B.2
---------------- ---------------- -------------------
9. Information in relation to the person subject to the notification
obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer
--------------------------
Full chain of controlled undertakings through which the voting
rights and/or the X
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary)
--------------------------
% of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
Name is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
----------------------- ----------------------- ----------------------------
WCM Investment Management,
LLC
----------------------- ----------------------- ----------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights
held
The date until which the voting rights
will be held
Place of completion Laguna Beach, California, USA
Date of completion March 17, 2021
------------------------------
Vickie Reuben
Deputy Company Secretary
Smith & Nephew plc
Tel: +44 (0) 1923 477410
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