Financial Tracking Launches New Compliance Module for Trade Parking
February 11 2016 - 6:53AM
Business Wire
Financial Tracking Technologies, LLC, announced today the launch
of a new compliance module for detecting trade parking. “Designed
for money managers, mutual funds, broker/dealers and hedge funds,
this robust tool can be used to automatically analyze trading
across multiple accounts and with counter parties and signal when
unlawful activities occur,” said Doug Levy, a product manager at
the company. Trade Parking will flag trading schemes that may be
harmful to some clients while benefiting other clients, with or
without counterparties, and designed to avoid fiduciary duties and
compliance policies and procedures. “The online tool is available
as part of the investment operations compliance module, the
industry’s leading solution that protects against the SEC’s recent
data driven enforcement activities,” Levy said.
About Financial Tracking Technologies,
LLC
We’ve got compliance covered. Financial Tracking Technologies,
LLC markets the only all-in-one compliance platform for the global
investments industry. We serve the most clients in automated
compliance solutions that enable regulatory protection and
operating cost cutting. Clients include regulators, broker-dealers,
mutual funds, money managers, hedge funds and public
companies. FTT has earned the trust and commitment from some of the
world's most renowned, top tier clients who have found FTT's
patented compliance multi-tools to exceed the performance of our
competitors. Our responsiveness and client support are unmatched
and our staff is equally as committed to service excellence. Risk
and compliance multi-tools also offered a la carte. Visit us at
www.financial-tracking.com
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version on businesswire.com: http://www.businesswire.com/news/home/20160211005675/en/
Financial Tracking Technologies, LLCUrbana Schmidt,
203-344-7093uschmidt@financial-tracking.com.