- Current report filing (8-K)
July 17 2009 - 10:51AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported):
July 17, 2009
Santa Monica Media Corporation
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-33370
|
|
59-3810312
|
(State
or other jurisdiction of
|
|
(Commission
File Number)
|
|
(I.R.S.
Employer
|
incorporation
or organization)
|
|
|
|
Identification
Number)
|
|
|
|
|
|
11845
West Olympic Boulevard, Suite 1125W
|
|
|
Los
Angeles, California
|
|
90064
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
(310)
526-3222
(Registrant’s
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM
3.01 NOTICE
OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD;
TRANSFER OF LISTING
On May
21, 2009, Santa Monica Media Corporation (the “Company”) received notice from
the NYSE Amex LLC (“Exchange”) indicating that it was below certain continued
listing standards of the Exchange, specifically that the Company had not filed
its Form 10Q for the period ended March 31, 2009, as set forth in Sections 134
and 1101 of the Exchange’s Company Guide. In addition, the Company’s
failure to timely file this reports is a material violation of its listing
agreement with the Exchange, and therefore pursuant to Section 1003(d) of the
Company Guide, the Exchange is authorized to suspend, and unless prompt
corrective action is taken, remove the Company’s securities from the
Exchange.
The
Company was afforded the opportunity to submit a plan of compliance to the
Exchange and on July 13, 2009, the Exchange notified the Company that it
accepted the Company’s plan of compliance and granted the company an extension
until August 21, 2009 to regain compliance with the continued listing
standards. The Company will be subject to periodic review by Exchange
Staff during the extension period. Failure to make progress
consistent with the plan or to regain compliance with the continued listing
standards by the end of the extension period could result in the Company being
delisted from the NYSE AMEX LLC.
ITEM 9.01 FINANCIAL
STATEMENTS AND EXHIBITS
(d)
Exhibits:
Exhibit
|
|
Description
|
99.1
|
|
Press
release dated July 17, 2009.
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
|
Santa
Monica Media Corporation
|
Date:
|
July
17, 2009
|
By:
|
/s/
David M. Marshall
|
|
|
|
Name:
|
David
M. Marshall
|
|
|
Title:
|
Chief
Executive Officer
|
Santa Monica Media Corp. (AMEX:MEJ)
Historical Stock Chart
From May 2024 to Jun 2024
Santa Monica Media Corp. (AMEX:MEJ)
Historical Stock Chart
From Jun 2023 to Jun 2024